TCC Group

Earlier this week, the FCA issued an important portfolio strategy letter to senior managers and CEOs of investment intermediaries and financial advice firms. This significant communication sees the regulator identify two key areas of focus: ongoing advice services and retirement income advice. These priorities, carried over from the 2022 portfolio strategy letter, highlight the FCA's belief that firms must continue to advance in these vital areas of financial guidance. Read the all-important takeaways in our latest insight: https://bit.ly/4gQeGNX #FCA #ongoingadviceservices #retirementincomeadvice #compliance #FCAupdate

New opportunity 💼 We're hiring a File Reviewer for a fixed-term 12-month contract. This hybrid role offers flexibility with time split between our Bradford office and remote work. We're looking for: - Level 4 Diploma in Financial Advice or Financial Planning - Strong understanding of DISP rules and FOS rights - Experience with regulated products (investments, savings, pensions, SIPPs) - Proven suitability of advice file review or complaints handling experience - Solid knowledge of the regulatory environment Salary: £40,000 to £52,000, depending on experience. Ready to apply? Click here >> https://bit.ly/3Zly8Kh #hiring #jobvacancy #newrole #careeropportunity #recruiting #fixedterm #employmentopportunity

Scaling challenges in financial advice? Here’s how we helped a national firm stay on track.. A rapidly growing national financial advice firm was facing a challenge. With an increasing number of advisers, its in-house business assurance team struggled to keep up with the workflow, leading to quality concerns. The Solution? A Flexible Overflow Service. The TCC Difference: ✅ Flexible support, ensuring business flows smoothly during peak times ✅ Pay-as-you-go model, helping the firm manage its budget effectively ✅ Expert insights that help manage risk, identify emerging threats, and enhance compliance Ready to streamline your assurance process while managing risk? Read more >> https://bit.ly/3ZiIoTF #financialadvice #businessassurance #flexiblesupport #regulatorycompliance #riskmanagement #qualityassurance #businessgrowth #financialservices

New TCC Insights Alert 🚨 The wealth management sector is facing heightened scrutiny from the FCA, with ongoing advice reviews presenting fresh challenges for financial professionals. In our latest update, we explore why these reviews are crucial, their impact on the industry, and the upcoming regulations launching in November 2024. Plus, get ahead of the game with the latest trends in motor finance. Stay informed and stay prepared >> https://bit.ly/4fUkzIX #wealthmanagement #fca #financialregulations #motorfinance #industryinsights #financialprofessionals #advicereviews #regulatoryupdate #financialservices #wealthadvisors #financialtrends #compliance

Ongoing advice servicing is a major challenge for the wealth sector, with many clients paying for services they don't need ❌ The FCA is intensifying scrutiny, especially since the Consumer Duty's introduction in 2023. Firms must be prepared for more oversight and potential remediation. As the FCA’s focus sharpens, businesses risk direct costs for failing to deliver the promised services. What can you do? Stay ahead of FCA expectations and avoid costly mistakes—learn more about navigating ongoing advice servicing >> https://bit.ly/3V9Zr9j #WealthManagement #FCA #FinancialAdvice #ConsumerDuty #OngoingAdvice #FinancialServices #Compliance #RegulatoryUpdates #WealthSector #FinancialRegulations #ClientSupport

New opportunity! We're looking for a File Reviewer for a fixed-term 12 month contract role. This is a hybrid role and you will be splitting your time between the Bradford office and working remotely. What is required: - Diploma Level 4 Qualification is essential (i.e. Diploma in Financial Advice and Diploma in Financial Planning) - Working experience of DISP rules and FOS rights - Experience of regulated products such as investments, savings, pensions, SIPPs - Strong suitability of advice file review or complaints handling experience - Good knowledge of regulatory environment Salary in the range of £40,000 to £52,000, depending on your previous experience. Instant apply >> https://bit.ly/3Z0wLR2 #newrole #hiring #fixedterm #contractrole #jobvacancy #employmentopportunity #careeropportunity #recruiting

The latest TCC Insights🔎     The wealth management industry is currently under increased scrutiny from the FCA, with ongoing advice reviews creating new challenges for financial professionals.     In this latest update, we dive into why these reviews are so critical, the impact on the industry, and the new regulations set to take effect in November 2024. Plus, stay ahead of the curve by exploring the latest developments in motor finance.    #FCA #wealthmanagement #financialregulations #motorfinance #advicereviews #newregulations #november2024 

As we await the FCA to publish a further regulatory ongoing advice servicing update, which we expect later this year, here is a reminder of what we’ve learned from October’s portfolio strategy letter. Key areas of focus: 📂 Ongoing advice services 💸 Retirement income advice 🔗 Consolidation Read on >> https://bit.ly/415UJgG #FCA #FinancialAdvice #OngoingAdvice #FinancialRegulations #FinancialServices #RegulatoryUpdates #FCAUpdate #WealthManagement #ClientAdvisory

Unlock the Power of Tailored Managed Services with TCC🔓 For over 20 years, our team has been providing flexible outsourcing solutions that adapt to your need - whether you need help with a specific challenge, want to expand your team, or require full project management. 🔧 Custom Solutions: Tailored to your unique requirements 📈 Scalable Support: From targeted assistance to complete project management 💡 Proven Expertise: Delivering value-driven, pragmatic results Ready to find a managed services partner that evolves with your business? Discover how we can support your growth today >> https://bit.ly/3Z7ZzXW #ManagedServices #Outsourcing #BusinessGrowth #Flexibility #TCC #ProjectManagement #TailoredSolutions

The top three challenges firms are usually faced with when in need of interim specialist resource are: ⏩ Speed of deployment 🔍 Quality of people 📄 Low attrition rates once operational And that's not all. Resourcing people that genuinely address your needs, be it high-calibre interim advisers, consultants or transformation and change specialists. When seeking an interim specialist resource partner, it's essential to prioritise a stellar reputation for assembling top-tier teams, a history of successfully mobilising these teams, and deep expertise in your industry. TCC is experienced in helping fulfil interim requirements with reliable, high-calibre resource – and ensure swift deployment. Plus, we’re experts in wealth management, banking, and life and pensions sectors. Get in touch to discuss your needs >> https://bit.ly/492qFo0 #compliance #iterimresource #specialistresourcing #skilledteams #compliance #consultancy #wealth #pensions #banking #financialservices