Presults

📲 Financial advisors, is your social media compliant? 📲 Ensuring compliance on social media is crucial for financial advisors, but it’s more complex than it seems. That’s why we've created the Definitive Guide to Social Media Archiving for Advisors. In this comprehensive guide, we cover: ✔ The importance of social media for financial advisors ✔ SEC and FINRA requirements for social media ✔ Consequences of not archiving your social media posts ✔ Which social media channels can be archived ✔ How technology can automate social media archiving Read the full guide here: https://lnkd.in/gDebRP2w Have questions? Reach out to us at info@presults.com. #FinancialAdvisors #SocialMediaCompliance #AdvisorTech

In a financial advisory firm, where client communication is frequent, the ability to quickly and accurately review emails for compliance purposes can make a significant difference. Presults' advanced email monitoring solution streamlines this process, allowing you to reduce the time spent on email reviews by up to 80%. How? With Presults you can generate samples of random emails to review or use advanced search capabilities to narrow down your results. Additionally, you only see the content in threads that need to be reviewed. #RIA #Compliance #AdvisorTech

❓𝐖𝐡𝐚𝐭 𝐇𝐚𝐩𝐩𝐞𝐧𝐬 𝐖𝐡𝐞𝐧 𝐘𝐨𝐮 𝐃𝐨𝐧’𝐭 𝐔𝐩𝐝𝐚𝐭𝐞 𝐘𝐨𝐮𝐫 𝐀𝐫𝐜𝐡𝐢𝐯𝐢𝐧𝐠 𝐒𝐨𝐥𝐮𝐭𝐢𝐨𝐧❓ Have you ever considered the impact of not updating your archiving solution? Financial advisory firms have significantly expanded their communication platforms over the years. From text messages and LinkedIn messaging to Zoom and WhatsApp, the ways we connect and communicate have evolved drastically. Remember when email first became a staple in your professional toolkit? Just as you’ve adapted to new communication channels, it’s crucial to keep your archiving solutions up to date as well. 𝐖𝐡𝐲 𝐌𝐨𝐝𝐞𝐫𝐧𝐢𝐳𝐞 𝐘𝐨𝐮𝐫 𝐀𝐫𝐜𝐡𝐢𝐯𝐢𝐧𝐠 𝐒𝐨𝐥𝐮𝐭𝐢𝐨𝐧? Outdated archiving solutions can lead to inefficiencies and compliance issues. In today’s online financial services environment, maintaining a modern archiving system is essential to ensure securely archived and compliant digital client communication. 𝐃𝐢𝐬𝐜𝐨𝐯𝐞𝐫 𝐏𝐫𝐞𝐬𝐮𝐥𝐭𝐬: 𝐓𝐡𝐞 𝐅𝐮𝐭𝐮𝐫𝐞 𝐨𝐟 𝐀𝐫𝐜𝐡𝐢𝐯𝐢𝐧𝐠 Presults is an innovative solution designed specifically for the financial services industry. It seamlessly integrates with all major communication platforms, ensuring your data is securely archived and easily accessible. 𝐂𝐮𝐫𝐢𝐨𝐮𝐬 𝐭𝐨 𝐥𝐞𝐚𝐫𝐧 𝐦𝐨𝐫𝐞? Book a demo with our team today and experience how Presults can transform your firm's archiving workflow 👉 https://lnkd.in/gJh_hP-z #RIA #RIACompliance #Archiving #AdvisorTech

🇺🇸 Happy 4th of July from Presults! 🇺🇸 Today, we celebrate the spirit of freedom and the courage that defines our great nation. As we gather with family and friends to enjoy fireworks, barbecues, and festivities, let’s reflect on the values that unite us all. Wishing everyone a happy Independence Day! 🎇 #IndependenceDay #4thOfJuly #Freedom

Arlene Donley Moss (she/her/hers) gets the importance of protecting your client's privacy. 🔓 ☕ While it may be obvious not to discuss financial plans in a public coffee shop, the importance of digital privacy is equally significant but often less apparent. At Presults, we safely and securely archive client communications to ensure the safety of your client's information and to maintain their trust. #FinancialAdvisors #ClientArchiving #AdvisorTech

People love talking about themselves. It's essential to remember that when prospecting for new clients on LinkedIn, it's crucial to focus on getting them to talk about themselves rather than selling yourself and your services. To engage prospects in meaningful conversations, prioritize asking thoughtful questions. Prompt them to share their challenges, financial goals, and the best financial advice they've received. Listen attentively to their responses and tailor your follow-up messages to address their specific needs. And last but not least, remember to archive your messages. Fortunately, Presults takes care of that for you so you can focus on having meaningful conversations. #FinancialAdvisors #RIA #AdvisotTech

🔒 Safeguard Your Firm with a Robust Compliance Culture As a compliance officer, you play a critical role in protecting your organization from regulatory risks. However, compliance is the responsibility of everyone. Building a strong compliance culture within your financial advisory firm is essential for regulatory adherence and maintaining the trust of clients and stakeholders. In our latest blog post, we share valuable insights and practical pointers to help you establish and enhance your firm's compliance culture: ✅ Establish Clear Policies and Procedures ✅ Promote Proactive Email Monitoring ✅ Regularly Review Client Communications ✅ Foster a Culture of Accountability ✅ Leverage Modern Technology for Compliance Management Ready to enhance your compliance culture? Dive into our blog post for detailed strategies and tips: https://lnkd.in/gS_29739 #RegulatoryCompliance #ComplianceOfficer #RIA

💫 Presults is the Go-To Archiving Platform for Advisor Networks and Compliance Leaders. Here are just a few reasons why: 1️⃣ Purpose-built Solutions: Presults is built specifically to meet the complex regulatory requirements of financial advisors in the USA. 2️⃣ Modern Technology: With Presults, you're not just getting an archiving platform; you're accessing technology built for the digital world that streamlines compliance processes and ensures data integrity. 3️⃣ Scalability: Whether you're a small business or a multinational corporation, Presults scales effortlessly to meet your growing archiving needs. Say goodbye to limitations and high prices, and say hello to seamless expansion. 4️⃣ User-Friendly Interface: Compliance shouldn't be complicated. Presults boasts an intuitive interface designed to simplify archiving tasks, saving you time and minimizing the risk of errors. 5️⃣ Proven Track Record: Industry networks and compliance leaders trust Presults for a reason. With a proven track record of reliability, performance, and compliance excellence, Presults is the partner you can count on. Don't settle for subpar archiving solutions. Join the ranks of industry leaders who trust Presults to navigate the complex world of compliance with confidence. Learn more today! #ComplianceExcellence #ComplianceOfficer #AdvisorTech

LinkedIn is an excellent way to market your advisory services, and if done correctly it doesn't need to cost you a dime. But where do you start? ⚡ Here are some key strategies you can get started with today to start making the most out of your LinkedIn presence. #AdvisorMarketing #AdvisorTech #RIA

 💡 Did you know? Presults has proactive email monitoring and reviews to ensure your firm stays compliant and audit-ready. With Presults, you can escalate messages for review and assign emails to specific team members. This ensures that important communications get the attention they deserve and are directed to the right team member. If you want to learn more about our archiving technology built for modern financial advisory firms, you can book a demo: https://lnkd.in/gJh_hP-z #RIA #AdvisorTech #Compliance