RegVerse

📈 Your Compliance Journey Should Begin with Avery by RegVerse! 📈 Every year, the financial services industry faces hundreds of rule changes and enforcement actions. For compliance teams, this means constant vigilance and frequent updates to compliance manuals and Written Supervisory Procedures (WSPs). But here’s the reality with template-based WSPs: • Static Content: Templates are one-size-fits-all and don’t evolve with regulatory updates, making them quickly outdated. • Lack of Customization: Every firm has unique structures, processes, and risks that templates can’t address, increasing regulatory risk. • Oversight on New Rules and Interpretations: Templates don’t capture the latest regulatory updates or enforcement trends, leaving firms vulnerable to non-compliance. • Time-Intensive Updates: Manual updates are time-consuming and can lead to errors, especially with multiple changes. • Limited Continuous Compliance: Templates lack mechanisms for ongoing monitoring and testing, leaving gaps in real-time compliance. • Costly Fines: Insufficient or outdated WSPs often lead to regulatory penalties, with fines for WSP-related violations averaging $200,000 or more. 💼 Why Start with Avery by RegVerse? Avery by RegVerse transforms compliance management, replacing static templates with a data-driven, customizable solution. Here’s how Avery works: 1. Regulatory Mapping: Aligns policies with the latest requirements, ensuring complete coverage. 2. ADV Checks: Enhances accuracy and compliance with filing standards. 3. Proposed Rules Tracking: Monitors regulatory changes proactively, keeping firms ahead. 4. Enforcement Action Processing: Analyzes trends, highlighting areas for improvement. Uniquely, Avery also ensures all AI-generated outputs are reviewed by trained compliance professionals – a service unmatched in the industry. This expert review layer provides firms with the confidence that their WSPs are not just up-to-date but meticulously tailored to their unique needs. 💡 Avery by RegVerse gives time back to your compliance team while minimizing regulatory risk. Don’t rely on outdated templates – start your compliance journey with Avery today! Check out.. www.regverse.com #ComplianceAI

Quantifying Compliance ROI: How Fusion1, OmnibusX, and Avery Offset Risk, Save Time, and Minimize Errors When it comes to compliance, small improvements add up fast. With the Fusion1 Risk Offset Model, we’re quantifying the real, measurable impact of a unified compliance platform. Here’s how: 1. Compliance Hours Reclaimed: With 40% of time saved on routine tasks, a team gains back nearly 600 hours annually—adding 3 months of productivity. 2. Error Reduction Multiplier: By automating workflows, we reduce error rates by up to 80%, minimizing manual mistakes and ensuring accurate compliance records. 3. Risk Reduction Impact: From avoided fines to incident cost savings, OmnibusX and Avery proactively protect against costly compliance incidents, potentially saving $175K a year. 4. Compliance Efficiency Multiplier: Combined efficiencies of 240% demonstrate how Fusion1 amplifies compliance efforts with proactive monitoring and AI-driven insights. 5. Annual Cost Savings: Together, Fusion1, OmnibusX, and Avery yield over $200K in annual savings through a mix of time efficiency, risk reduction, and error minimization. The takeaway? With these solutions, compliance isn’t just a box to check—it’s a strategic advantage, freeing teams to focus on what matters most. www.regverse.com; www.kovair.com ; www.surgeventures.com #Fusion1 #ComplianceEfficiency #RiskOffsetModel #ProactiveCompliance #OmnibusX #AverybyRegVerse

⚡️ How Automation and AI are Transforming GRC Management The future of Governance, Risk, and Compliance (GRC) lies in AI and automation. These technologies are redefining how organizations identify risks, maintain compliance, and drive transparency—critical elements in today's regulatory landscape. 📊 GRC Benefits with AI & Automation:  🔹 Enhanced predictive analytics for proactive risk management  🔹 Automated auditing processes, saving time and resources  🔹 Advanced anomaly detection, offering real-time insights for compliance Despite these advantages, only 21% of GRC leaders have adopted AI in their systems. Yet, the GRC market is poised for a surge, projected to grow at a 13.8% CAGR through 2030. 🔍 The Need for a Connected GRC Solution: A connected GRC system provides holistic risk profiling and real-time monitoring across data silos. It supports seamless policy management, risk mitigation, compliance, and incident management—empowering teams with a single source of truth. 🖱 As regulatory scrutiny increases, adopting innovative GRC tools like Avery by RegVerse can ensure your organization stays compliant, proactive, and resilient in an ever-evolving landscape. Read more 👉 https://lnkd.in/daHGJdvG

🔍 Is Your Compliance Strategy Falling Behind? 🔍 In financial services, rule changes and enforcement actions are the new normal. Relying on generic templates for Written Supervisory Procedures (WSPs) might be putting your firm at risk. Here’s what templates often miss: 🔸 Outdated Standards: Templates quickly become obsolete, leaving you open to non-compliance. 🔹 No Customization: Every firm has unique processes and risks that templates can’t address. ⚠️ Limited Real-Time Oversight: Static templates fail to track evolving regulations, creating gaps. ⏳ Resource-Heavy Updates: Manual changes are time-consuming and prone to errors. 🚫 No Continuous Monitoring: Templates miss real-time testing, leaving hidden risks. 💸 Risk of Fines: Falling behind on compliance could cost your firm $200,000+ in penalties. 🔑 Why Choose Avery by RegVerse? Leave templates behind! Avery revolutionizes compliance management with: 🗺️ Regulatory Mapping: Aligns WSPs with the latest requirements, so you stay compliant. 📑 ADV Filing Accuracy: Boosts filing compliance with built-in checks. 📈 Real-Time Tracking: Proactively monitors for new rules and keeps you a step ahead. 🔍 Insightful Analysis: Reviews enforcement actions, identifying areas for improvement. 💼 Expert-Reviewed Compliance: All outputs are verified by seasoned compliance professionals, ensuring your policies are customized and precise. 💡 Ready to Transform Compliance? Streamline compliance management with Avery and stay one step ahead! 🌐 Learn more at regverse.com #compliancemanagement #wealthmanagement #regtech #regulatorycompliance

🔎 Continuous Compliance & ADV Stress Testing - Stay Ahead of Risks! Worried about missing crucial compliance updates? It’s easy to fall behind on compliance. Avery’s Continuous Compliance & ADV Stress Testing ensures that never happens. By continually testing your policies against up-to-date regulations, enforcement actions, and obligations, Avery proactively helps you spot weaknesses before they become issues. 💥 What It Does for Your Firm: 🔹 Performs continuous stress testing against current regulations 🔹 Alerts you to any policy gaps, allowing for immediate adjustments 🔹 Prevents non-compliance by identifying risks before they escalate 📉 The best part? You no longer have to scramble to fix issues after the fact. Avery keeps your firm compliant in real time, giving you peace of mind and minimizing risk. 🔍 Stay one step ahead of regulatory requirements and avoid the penalties of non-compliance. Let Avery’s advanced AI handle the heavy lifting, so you can focus on the bigger picture. 📅 Book a demo today and discover how Avery can proactively safeguard your compliance processes. https://lnkd.in/ds9Rigic #regtech #fintech #regulatorycompliance #compliancemanagement

Up next at #RIAActivate California: an enlightening Fireside Chat on AI! 🤖 Fireside Chat: How AI Can Work for You, Not Against You Is AI just a buzzword, or is it the key to transforming your RIA practice? Join experts Gabe Rissman (Co-Founder and President, YourStake), Ivan Illán, AIF®, CFS® (Chief Investment Officer, Aligne Wealth Advisors Investment Management (AWAIM®)), and Sid Yenamandra (Founder & CEO, Surge Ventures) as they discuss the real impact – and potential – of AI in wealth management. Get ready for an eye-opening session on how AI can elevate your business strategy! Learn more here: https://hubs.la/Q02XF-5s0 #AIinFinance #WealthManagement #RIAActivate #InvestmentNews #FinancialAdvisors

🌟 Compliance Reimagined: The Future is Here! Achieving true compliance takes more than just meeting regulations. With Fusion1, OmnibusX, and Avery by RegVerse, firms gain a smarter, more resilient approach to risk and data management. Here’s how each solution drives value: 🔗 OmnibusX by Kovair Software – Data Integrity Engine 🔸 A secure and synchronized data framework that powers compliance processes end-to-end 🔸 Ensures data remains accessible, accurate, and audit-ready Integrates seamlessly to support real-time compliance and surveillance 🤖 Avery by RegVerse – AI-Driven Compliance Co-Pilot 🔸 Real-time regulatory insights with automated policy updates 🔸 Streamlines audits and monitors compliance changes as they happen 🔸 Provides firms with a “compliance navigator” to simplify complex requirements 🔧 Fusion1 – Smart Compliance Workflow Engine 🔸 Low-code platform managing branch audits, attestations, and onboarding 🔸 Proactive alerts and real-time cyber surveillance for emerging threats 🔸 Delivers continuous risk monitoring to safeguard client information 💼 Why Settle for Less? 🌟 This powerful trio helps firms reduce errors, save time, and avoid costly fines. Take your compliance to the next level. 👉 Let’s connect to discuss how we can revolutionize your compliance approach! Contact - https://lnkd.in/dzWFSUuy #wealthmanagement #regtech #fintech #compliancemanagement #AIcompliance

We're halfway through #RIAActivate California! 🎉 Here’s a quick recap of today’s inspiring sessions: 🔹 Unlocking the Talent Pipeline: Shelby Nicholl (Catalyst, Muriel Network), JC Abusaid (Halbert Hargrove), Alanah Phillips, MBA (The American College of Financial Services), and Tamara Williams (The Williams Consulting Group) shared strategies to attract, incentivize, and retain NextGen advisors for a future-ready workforce. 🔹 Macro Picture, Asset Allocation & Blind Spots: Charles "Chuck" Failla, CFP® (Sovereign Financial Group, Inc) and Ryan Dykmans, CFA (Dunham & Associates) unpacked economic insights post-election, including potential impacts on asset allocation and key risks. 🔹 Mastering M&As to Grow Your Practice: Moderator Michael Wunderli (ECHELON Partners), Sandra Cho (Pointwealth Capital Management), Vincent Gimarelli (AssetMark), Jordan Greenhouse (Lido Advisors, LLC), and Jonathan Hoy (Perigon Wealth Management, LLC) shared best practices and timing strategies for acquisitions to enhance firm value. 🔹 How AI Can Work for You: Gabe Rissman (YourStake), Ivan Illán, AIF®, CFS® (Aligne Wealth Advisors Investment Management (AWAIM®)), and Sid Yenamandra (Surge Ventures) discussed AI's transformative impact, from trend analysis to regulatory compliance. Stay tuned as we continue to dive into these topics and more! Don’t miss out on the key strategies, tools, and insights transforming the RIA industry. Follow along for the latest updates! Find out more here: https://hubs.la/Q02X-mPm0 #WealthManagement #FinancialAdvisors #Innovation #FinancialAdvisors

🔒 Data security you can trust! We're thrilled to announce that Surge Ventures is now SOC 2 Type 2 certified —a guarantee that our flagship products protect your data against internal and external threats while maintaining performance and availability. Proud to deliver excellence every step of the way. 🔸 Highest Standards of Data Security - SOC 2 Type 2 certification ensures we uphold the highest standards of data security, protecting your data from internal and external threats. Your trust and data safety are our top priorities! 🔸 Guaranteed Availability & Performance - With our SOC 2 certification, service availability and performance are guaranteed. We’re committed to maintaining reliability and speed, so you can always count on us. 🔸 Rapid Response to Incidents - We’re prepared to react quickly and effectively in case of any incident. Your data is in safe hands, no matter what! 🔸 Data Integrity & Confidentiality - Integrity and confidentiality are at the core of our SOC 2 certification. We keep your data secure, accurate, and private, meeting the strictest validation and authorization standards. 🔸 Privacy and Compliance - SOC 2 Type 2 certification means we respect privacy principles and comply with all personal data laws. Rest assured—your data privacy is always protected. This certification is a testament to our commitment to safeguarding data security and upholding the highest industry standards. Your trust is our priority, and we’re proud to offer our clients peace of mind with enhanced protection and confidentiality. 👉 Read more - https://lnkd.in/grMAzcyU #DataProtection #SOC2Certification #CyberSecurity #DataPrivacy #ComplianceManagement

📊 Stress-Free Reporting & Audits with Avery’s Automated Compliance Reporting! Regulatory audits and compliance reporting are essential but time-consuming. With Avery’s Automated Annual Compliance Reporting & Audit Trail, you can take the stress out of audits and ensure you’re always ready to present accurate, transparent reports to regulators. 📄 Here’s How It Helps: Automatically generates comprehensive annual compliance reports Creates detailed audit trails for full transparency Reduces the administrative burden on your team, saving time and resources 💼 Whether you’re preparing for a regulatory audit or just keeping up with annual reporting requirements, Avery automates the entire process, ensuring accuracy, transparency, and compliance every step of the way. No more manual tracking or endless spreadsheets! 🔍 Let Avery streamline your reporting process and take the guesswork out of compliance. You’ll have everything you need at your fingertips when it’s time to face regulators. 💬 Interested in seeing Avery in action? Contact us today to discover how Avery can simplify your compliance reporting. https://lnkd.in/ds9Rigic #wealthmanagement #regtech #compliancemenagement