Adam Bergman is an influencer

AgTech & Sustainability Strategic Thought Leader with 25+ Years of Investment Banking Experience / LinkedIn Top Voice for Finance

San Francisco, California, United States Contact Info
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About

I am a sustainability executive leader with over 15 years CleanTech investment banking experience
providing strategic insight and financial direction to senior executives and boards on growth strategies, tactical initiatives and strategic alternatives at the intersection of climate change and tech innovation.

As one of the first investment bankers to focus exclusively on the CleanTech sector, I am recognized as a leading subject matter expert and am a frequent speaker at industry events and publisher of articles on sustainability.

I serves companies in a diverse group of industries, including energy, food & ag, industrial, mobility & transportation and utilities, which are dealing with the twin challenges caused by climate change and digitization. Additionally, I support new entrants disrupting these sectors with innovative technology and business models and looking to displace incumbents.

The companies I work with are at all stages of development, from Series A to Global 1000. I assist early- and growth-stage companies determine the best sources of capital (whether debt or equity) as well as help them raise capital to fund rapid growth. In addition, I leverage my extensive network to provide introductions to leading corporations that can help validate technologies and drive their rapid commercial adoption.

I assist established companies better understand how new technology and innovative business models are poised to impact their operations and provide advice on ways to partner with or acquire sustainability-oriented businesses.

My extensive industry knowledge and broad investor network allow me to position companies effectively with environmental, social & governance (ESG), impact and growth investors who are leading an increasing number of investments in sustainability-focused businesses.

Professional Expertise:
Sustainability | Investment Banking | Strategic Insight | Financial Guidance | Fundraising (Equity & Debt) | Mergers & Acquisitions (M&A) | Strategic Partnerships | People Connector

Industry Transaction Experience:
AgTech & FoodTech | Biomaterials | Circular Economy | Energy Efficiency | Energy Storage | Industrial Internet of Things (IoT) | Mobility & Transportation | Renewable Energy | Smart Grid | Water Technology

Investor Relationships:
Crossover | Family Offices | Institutional Investors | Pension Funds | Private Equity (PE) Firms | Sovereign Wealth Funds | University Endowments | Venture Capital (VC) Firms

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Activity

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Experience

  • EcoTech Capital Graphic

    Managing Director

    EcoTech Capital

    - Present 5 years 2 months

    San Francisco, California, United States

    EcoTech Capital is focused on providing bespoke consulting and investment banking services to companies and investors operating at the intersection of climate change and technology innovation. EcoTech Capital enables management teams and Boards to focus on business operations, their number one priority, while experienced professionals support their corporate development and capital formation needs. Now, more than ever, given the current challenging financing market for early and growth-stage…

    EcoTech Capital is focused on providing bespoke consulting and investment banking services to companies and investors operating at the intersection of climate change and technology innovation. EcoTech Capital enables management teams and Boards to focus on business operations, their number one priority, while experienced professionals support their corporate development and capital formation needs. Now, more than ever, given the current challenging financing market for early and growth-stage private companies, EcoTech Capital is committed to offering strategic insight and financial direction to senior executives and boards on key growth strategies, tactical initiatives and strategic alternatives to help companies develop a strategy for continued growth and ultimately a successful future exit, whether through an IPO or M&A transaction.

    EcoTech Capital brings almost 30 years of knowledge and transaction experience covering the energy, food & agriculture, industrials, power, technology, and transportation sectors to support new entrants that are looking to disrupt and displace the status quo with their innovative technology, product offerings and business models. Furthermore, having spent two decades supporting high-growth, capital-intensive companies, there are many lessons learned and insight gained to be shared, which can benefit companies, who can avoid repeating the same mistakes.

    EcoTech Capital is a hands-on partner that supports companies by taking on key corporate development roles, including:
    • Refining company positioning and optimizing business plans
    • Financial model development, including scenario building for key company initiatives
    • Formulating and supporting capital raising strategies, including less-dilutive and non-dilutive financing options
    • Deepening strategic partnerships to drive value for companies and investors
    • Developing growth strategies, including new business opportunities
    • Strategic planning for a successful exit (IPO or M&A)

  • Citi Graphic

    Managing Director, Clean Energy Transition Group and Global Head of AgTech Investment Banking

    Citi

    - 2 years 8 months

    San Francisco, California, United States

    Hired to lead Citi's Global AgTech investment banking practice in close collaboration with the Global Healthcare, Consumer and Wellness, Technology and Communications, Sustainability and Corporate Transitions and Industrials groups.

  • Board Member

    AgTech NEXT

    - 3 years 10 months

    St Louis, Missouri, United States

    • Mentoring companies at Danforth Center Incubator
    • Developing conference themes and panel topics, as well as recommending speakers for upcoming Danforth Center conferences
    • Bringing strategic partners to sponsor AgTech NEXT and broader Danforth Center activities

  • Wells Fargo Graphic

    Head of AgTech & FoodTech Investment Banking Practice

    Wells Fargo

    - 3 years 9 months

    San Francisco, California

    Hired to expand CleanTech practice in support of Wells Fargo’s broad based ESG initiatives. Created ecosystem to drive adoption of technology and innovation throughout the broad Food & Ag value chain. Recognized as an AgTech & FoodTech thought leader.
    • Facilitated strategic and financial relationships among CleanTech, industrial and mobility companies resulting in investments, partnerships and M&A transactions between financial investors, large corporates and…

    Hired to expand CleanTech practice in support of Wells Fargo’s broad based ESG initiatives. Created ecosystem to drive adoption of technology and innovation throughout the broad Food & Ag value chain. Recognized as an AgTech & FoodTech thought leader.
    • Facilitated strategic and financial relationships among CleanTech, industrial and mobility companies resulting in investments, partnerships and M&A transactions between financial investors, large corporates and emerging growth companies.
    • Advised numerous Global 1000 companies on developing a CleanTech strategy in conjunction with ESG goals.
    • Established AgTech cohort for Wells Fargo’s Innovation Incubator (IN2), collaborating with the Donald Danforth Plant Science Center in St. Louis, MO.
    • Appointed to the External Advisory Board at AgTech NEXT, Danforth Center’s annual AgTech conference.

  • Founder and CEO

    Bergman Strategic Advisors

    - 4 years 3 months

    San Francisco Bay Area

    Provided strategic advice to CleanTech companies pursuing capital-raising, M&A and strategic partnerships. Raised capital for multiple Kleiner Perkins CleanTech portfolio companies.
    • Undertook corporate development role for clients, assisting with developing and executing growth strategy by identifying and soliciting best global strategic partners and capital to fund their businesses.
    • Introduced clients to Global 1000 companies, resulting in strategic partnerships and…

    Provided strategic advice to CleanTech companies pursuing capital-raising, M&A and strategic partnerships. Raised capital for multiple Kleiner Perkins CleanTech portfolio companies.
    • Undertook corporate development role for clients, assisting with developing and executing growth strategy by identifying and soliciting best global strategic partners and capital to fund their businesses.
    • Introduced clients to Global 1000 companies, resulting in strategic partnerships and investments.
    • Negotiated land-use and power-purchase agreements with Icelandic government for Silicor Materials.

  • Director, CleanTech Investment Banking

    Deutsche Bank Securities

    - 1 year 4 months

    San Francisco, California, United States

    Headed Deutsche Bank’s CleanTech investment banking team globally.
    • Expanded coverage into emerging CleanTech areas, including AgTech, Mobility, OLEDs, WaterTech.
    • Worked on the largest solar M&A transaction, representing SunPower on its majority sale to Total.
    • Managed M&A, equity, debt and private placement offering processes for multiple clients.

  • Jefferies & Company Graphic

    Senior Vice President

    Jefferies & Company

    - 6 years 9 months

    San Francisco, California, United States and New York, New York, United States

    Founding member of Jefferies CleanTech investment banking coverage group; established Jefferies as the leading middle-market investment bank in CleanTech.
    • Led the firm’s CleanTech calling effort for the west coast of North America and Israel.
    • Established relationships with key west coast CleanTech corporate clients and investors.
    • Senior banker on nearly 20 financings and multiple advisory deals for high-growth CleanTech companies.

  • JPMorgan Chase Graphic

    Senior Associate

    JPMorgan Chase

    - 2 years 10 months

    New York, New York, United States

    Covered public and private business and IT services clients; led execution on over 10 financings raising more than $7 billion and closed four advisory transactions.
    • Led drafting sessions, due diligence meetings and management roadshow meetings.
    • Constructed financial models to analyze mergers and equity, debt and convertible offerings.
    • Supervised and mentored analysts and junior associates.

  • UBS Graphic

    Associate

    UBS

    - 1 year 1 month

    New York, New York, United States

    Covered healthcare Internet (e-Health) and healthcare services clients. Played an instrumental role in the consolidation of the e-Health sector by working on the three largest M&A transactions.

  • Rothschild Graphic

    Analyst

    Rothschild

    - 1 year 7 months

    New York, New York, United States and Seoul, South Korea

    Participated in domestic and cross-border M&A transactions, including nine months in South Korea, assisting two large conglomerates restructure and sell off non-core assets during the Asian financial crisis.

Education

  • The Johns Hopkins University Graphic

    The Johns Hopkins University

    Bachelor of Arts (B.A.) Political Science Cumulative GPA: 3.67

    -

    Activities and Societies: Class Treasurer as a freshman, sophomore and senior President of Pi Sigma Alpha, the National Political Science Honor Society

    • Phi Beta Kappa National Honor Society; graduated with University and Departmental Honors

  • International University of Japan Graphic

    国際大学 / International University of Japan

    Master of Arts (M.A.) International Development with concentrations in Economics and Trade Policy Cumulative GPA: 3.73; graduated with Departmental Honors

    -

    Activities and Societies: President of the International Relations Academic Council

    • Awarded scholarship to attend International University of Japan

Licenses & Certifications

  • FINRA Series 7, Series 24, Series 63, and Series 79 registered Graphic

    FINRA Series 7, Series 24, Series 63, and Series 79 registered

    FINRA

Skills

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