Cadwalader partners Martin Weinstein, Gina Castellano, and Laura Perkins will be speaking at the ACI’s 41st International Conference on the FCPA. Martin’s panel is titled “The Aftermath of the DOJ’s New Whistleblower Rewards Pilot Program: Assessing the Impact on Internal and External Reporting, and Individual and Corporate Liability Risks” and will take place on December 4. Laura’s panel, “To Disclose or Not to Disclose?: Leading FCPA Practitioners Debate the Pros and Cons of a Voluntary Self-Disclosure,” will also take place on December 4. Gina will be speaking on December 5 on a panel called “What Would You Do If? Third Party Due Diligence, Monitoring and Risk Management: See How Your Training and Monitoring Know-How Measures Up.” Learn more here: https://bit.ly/3OpQViM

The Committee of Sponsoring Organizations of the Treadway Commission's (COSO) Internal Control—Integrated Framework (the Framework) identified five interrelated components of internal control: control environment, risk assessment, control activities, information and communication, and monitoring. The effectiveness of internal controls can be determined from an assessment of whether (1) each of these five components is in place and functioning effectively and (2) the five components are operating together in an integrated manner.

🎲 Would you take the gamble on your UPS Systems? ⚡Get in touch today for a risk assessment! sean@bclpower.co.uk 01908 880346 BCL POWER #RiskAssessments #UPSSystems #BusinessContinuity #UninterruptiblePowerSupply #PowerProtection

To my risk and audit friends...read this word and think about its impact on where you need to orient, and both the efficiency and effectiveness your function can bring vs aging, manual, interruptive approaches to risk mgmt and compliance. "AuditGPT"

We especially encourage all Compliance Program participants to contribute a question or two regarding the Risk Assessment or Policy Template in order to benefit the greater audience. The more questions we ask, the better the session will be.    See the link included in CAMLA Weekly Updates to submit your questions today!

My own take on the #DORA register of information: while some information isn't required in the final delivery, without at least adding 2 relationships, chances are your risk assessment won't be very accurate. 4 more would really help. Ultimately, if there is a incident, you need to investigate (promptly) and prove you were in control prior to, during, and after. I am of the opinion that if the organisation has built a proper map, the investigation will be shortened. It's not a big problem, is it? We know there never will be an incident in your organisation...

🚨 The 2024 Q3 Audit committee newsletter: Prepare for your next meeting has been released! Learn more about fraud risk oversight, year-end audit prep and many more topics. https://pwc.to/4eNMXvA

Check out Husch Blackwell’s Kenneth Slavens' latest article for International Risk Management Institute, Inc. (IRMI), where he explores the link between wrongful conduct and training in the design and professional liability arena. Read about the details of the case, the court's analysis, and key takeaways you can implement: https://lnkd.in/gCQsX9Vk

HAVE YOU DEFINED YOUR RISK AND COMPLIANCE GOALS FOR 2025?

Episode 9 of the FICA Compliance Obligation Series is Out Now! 🎥 This episode explores Risk Compliance Returns (RCRs) under Directives 6 & 7 and what it means for your business as a Accountable Institution: - What is being assessed with the Risk & Compliance Returns (RCRs) - What questions are asked in the RCR? - Has the deadline for submitting the RCR passed? 📺 Watch the full episode to ensure your FICA compliance processes are up-to-date - https://lnkd.in/djxTAQ_a 📌 #FICACompliance #RiskComplianceReturns #FICAObligationsSeries"