A-Team Insight, from A-Team Group’s Post

In continuation of the key takeaways from Miller’s 2024 Legal Risk & Compliance Conference our Risk Manager, Calum Maclean summarises the third insightful session led by Tom Filby, Partner at Mills & Reeve looking at the risks surrounding digital assets. For many, digital assets and crypto-currencies are more of a nebulous concept rather than daily-life, Tom Filby raised the question of: "Can my client use Bit-Coin in their transaction?" bringing the practical realities of the subject to the fore. Click here to continue reading Calum’s blog: ➡ https://bit.ly/4dtlkYr

Some helpful & practical risk mitigation advice on crypto

🚀 Today SIX launches a new feature in its award-winning Sanctioned Securities Monitoring Service: the Restriction Lists Module. 🔍Developed to equip firms with a more multi-dimensional view of their risk exposure, the module provides a full and immediate view of exposure to financial securities linked to entities with whom trade is restricted or blacklisted. ➡️ Learn more about how to empower your risk assessments: https://six.swiss/32vXEi5 #Compliance #Sanctions #MakingADifferenceWithData

#SEBI Board meeting may discuss #SME listing, insider trading rules, specified digital platform Tap to know more👇 https://lnkd.in/ek-WFUHD #SEBI #SMEListing #InsiderTrading #DigitalPlatform #SEBIMeeting #StockMarketRegulations

Upcoming Webinar | 30 October In this webinar co-hosted with Vigilant Compliance, we will discuss compliance considerations relating to the US Securities and Exchange Commission Names Rule. Topics will include monitoring compliance, terminology used in fund names, and more. Register here: https://ow.ly/y0xu30sHur4

Upcoming Webinar | 30 October In this webinar co-hosted with Vigilant Compliance, we will discuss compliance considerations relating to the US Securities and Exchange Commission Names Rule. Topics will include monitoring compliance, terminology used in fund names, and more. Register here: https://ow.ly/e8Wi50TTz8g

Upcoming Webinar | 30 October In this webinar co-hosted with Vigilant Compliance, we will discuss compliance considerations relating to the US Securities and Exchange Commission Names Rule. Topics will include monitoring compliance, terminology used in fund names, and more. Register here: https://ow.ly/AIPL30sHxLS

In the second edition of our webinar series "Meet the Experts", you will hear from LSEG and Neterium experts, as they delve into the trends and challenges associated with financial crime compliance screening as payment operations adapt to real-time expectations. Register now to join us live, or to receive the recording: https://lseg.group/3PJs9v5

The latest regulatory updates are here!  G2 Risk Solution’s key October highlights include:   -Credit Information Companies (CIC) Reporting of ARCs -The extension of the Interest Equalization Scheme -Access criteria for the Negotiated Dealing System-Order Matching (NDS-OM) electronic trading platform   Read all the details on these, as well as other updates, in the full report here: https://lnkd.in/dvumnSw5   #g2risksolutions #regulatoryupdates #regulatoryinsights #cicreporting

The “Best Practices for Automated Trading” white paper from FIA, Inc. is a must-read for all participants in the trading industry: traders, brokers, clearing firms, exchanges, and third-party vendors like BornTec. Stay tuned for our take on this important white paper: https://lnkd.in/dKsEztKZ #automatedtrading #trading #risk #regulation #whitepaper