Anthony Crincoli, CPA’s Post

Did you know? The SEC has ordered a record-breaking $8.2 billion in financial remedies, with over half of that amount coming from a single crypto assets-related securities fraud case. Find out more about the SEC’s FY 2024 enforcement activity in this Regulatory Alert from the KPMG Regulatory Insights team. https://bit.ly/498eBS5

Did you know? The SEC has ordered a record-breaking $8.2 billion in financial remedies, with over half of that amount coming from a single crypto assets-related securities fraud case. Find out more about the SEC’s FY 2024 enforcement activity in this Regulatory Alert from the KPMG Regulatory Insights team. https://bit.ly/4gsk3lx

Did you know? The SEC has ordered a record-breaking $8.2 billion in financial remedies, with over half of that amount coming from a single crypto assets-related securities fraud case. Find out more about the SEC’s FY 2024 enforcement activity in this Regulatory Alert from the KPMG Regulatory Insights team. https://bit.ly/4i0wQNz

Did you know? The SEC has ordered a record-breaking $8.2 billion in financial remedies, with over half of that amount coming from a single crypto assets-related securities fraud case. Find out more about the SEC’s FY 2024 enforcement activity in this Regulatory Alert from the KPMG Regulatory Insights team. https://bit.ly/3ZqbCBt

Did you know? The SEC has ordered a record-breaking $8.2 billion in financial remedies, with over half of that amount coming from a single crypto assets-related securities fraud case. Find out more about the SEC’s FY 2024 enforcement activity in this Regulatory Alert from the KPMG Regulatory Insights team. https://bit.ly/3OtrYD8

Did you know? The SEC has ordered a record-breaking $8.2 billion in financial remedies, with over half of that amount coming from a single crypto assets-related securities fraud case. Find out more about the SEC’s FY 2024 enforcement activity in this Regulatory Alert from the KPMG Regulatory Insights team. https://bit.ly/3ZpeyOx

🚨 SEC Enforcement Trends for 2024: What You Need to Know 🚨 At the Securities Enforcement Forum Central 2024, experts highlighted the SEC’s top enforcement priorities for the upcoming year. The focus? A crackdown on crypto-related violations, insider trading, and failures in disclosure and transparency across financial markets. 💡 Key Priorities for 2024: 1️⃣Crypto Enforcement: With the rapid rise of digital assets, expect intensified scrutiny on crypto markets, especially around fraud, custody violations, and non-compliant exchanges. 2️⃣Insider Trading: The SEC is doubling down on preventing misuse of insider information in volatile markets, making compliance even more critical. 3️⃣Disclosure Failures: Ensuring companies properly disclose risks to investors remains central, as the SEC increases enforcement in this area to safeguard market transparency. These priorities show that firms need to step up their compliance programs now to avoid becoming the next target of enforcement. 🔗 Read more here: https://bit.ly/48bJZ1Q #SECEnforcement #Compliance2024 #CryptoRegulation #InsiderTrading #DisclosureTransparency #FinancialServices

The rise of fraudulent #crypto asset-related investments is a growing concern, with staggering losses impacting many. Learn how to protect your assets and stay ahead of financial crime. 🔗 Visit our website at Velocity for more insights and expert solutions! - https://lnkd.in/gyv4Vme5 #AlacerGroup #VelocityFinCrime #FinCrime #Compliance #ComplianceSolutions #AntiFinancialCrime #AntiMoneyLaundering #FinancialSecurity #2024Trends #AMLSoftware #CryptoMonitoring

Sharing the most recent installment of our monthly Dual Registrant Regulatory Roundup, authored by myself and Issa Hanna. This month, we look at FINRA guidance regarding crypto asset activities, FinCEN's final rule subjecting certain advisers to AML requirements, and a federal court's decision blocking Missouri's anti-ESG rules. To explore the latest developments and ensure you receive this newsletter directly in your inbox, please subscribe. #BrokerDealers #InvestmentAdvisers #RegulatoryRoundup https://lnkd.in/eJ9Sy5sQ

The results are out, here are some highlights: The CFTC's enforcement program had a record-breaking year in 2024 with $17.1 billion in monetary relief, dominated by landmark crypto cases including a $12.7 billion judgment against FTX and a $2.85 billion Binance settlement. The agency also took on fraud in carbon credit markets and got the new Surveillance and Enforcement Data Analytics Office off the ground. Meanwhile, its Whistleblower Program had its strongest year ever, issuing over $42 million in awards and receiving more than 1,700 tips. What do you think 2025 will bring? https://lnkd.in/gC3tQbWF