Auxano Capital’s Post

💼 Are you managing a Cayman fund or similar structure and looking to streamline your compliance with Anti-Money Laundering (AML) regulations? Our AML services are designed specifically for venture capital and private equity funds, ensuring you're fully compliant without the administrative hassle. 🌍 Whether you're based in the Cayman Islands or beyond, our expert team is ready to handle your AML roles with precision and professionalism. ✅ Key Benefits: Tailored AML solutions for VC funds Support across multiple jurisdictions, not just Cayman Fast and reliable service, reducing operational burdens Reasonable pricing to fit your fund's budget 💡 Let us help you stay compliant without breaking the bank. Let's chat about how we can assist with your AML needs! #VentureCapital #PrivateEquity #AMLCompliance #FundManagement #CaymanFunds #VCLife #ComplianceMatters

As financial crime tactics evolve, mastering the complexities of KYC and AML regulations becomes paramount, particularly in the markets of Southeast Asia and Singapore. With the region experiencing significant losses, over USD 100 billion annually, due to illicit cash flow. In response, Singapore has set a high bar for compliance standards, highlighting the urgent need for funds and fund administrators to stay informed and compliant. 🔎 Join our exclusive FREE webinar: Solving the KYC Puzzle for Funds and Fund Administrators. Don't miss this opportunity to elevate your compliance strategy and ensure your fund's success in the face of evolving financial crimes. 🗓️ Date: March 14 ⏰ Time: 4 PM SGT | 9 AM CET 🔗 Secure Your Spot: https://lnkd.in/dZkqy282 #RiskInCompliance #KYCSolutions #FundAdministration #SolvingKYCPuzzle #KYC #AML #Funds #RiskManagement #Avallone #FinancialRevolution #Regpac #Webinar #FundAdministrators #Fintech #Regtech #Singapore Mona Zoet, LLM, CAMS | Anders Meinert Jørgensen | Avallone.io | Martin O'Regan | SOLAS | Willie Chang | Alta (formerly Fundnel)

Ocorian survey highlights that 70 per cent of alternative fund managers surveyed have been either fined or sanctioned over breaches of anti-money laundering rules over the past two years. A rather worrying statistic and clearly more work needs to be done in this important area. #aml #alternativeinvestments #privatemarkets https://lnkd.in/e_jjEsE2

Financial crime tactics are evolving. Understanding the intricate web of KYC and AML regulations is very important, especially in the dynamic markets of Southeast Asia (SEA) and Singapore ▶ ▶ ▶ Swipe left below to learn more about key threats and impacts. With billions lost annually to illicit cash flows, the stakes are high for Funds and Fund Administrators. So to register for our exclusive FREE webinar 🎟 go to: https://lnkd.in/eE-XpbwV Join Anders Meinert Jørgensen from Avallone.io, Martin O'Regan from SOLAS, Mona Zoet, LLM, CAMS from RegPac Revolution and Willie Chang from Alta (formerly Fundnel) for their insights and guidance. #RiskInCompliance #KYCSolutions #FundAdministration #SolvingKYCPuzzle #KYC #AML #Funds #RiskManagement #Avallone #FinancialRevolution #Regpac #Webinar #FundAdministrators #Fintech #Regtech #Singapore

Navigating AML Regulations in Financial Services In today’s rapidly evolving financial landscape, staying ahead of Anti-Money Laundering (AML) regulations is more crucial than ever for investment advisors and pooled funds. SymphonyAI has put together a comprehensive infographic that breaks down key AML regulations, offering valuable insights and practical guidance. Whether you're an investment advisor or part of a pooled fund, this resource is designed to help you understand and implement effective compliance strategies. Stay informed and ensure your practices are up-to-date with the latest regulatory requirements. Knowledge is power! https://lnkd.in/gdfzaw22 #FinancialServices #AMLRegulations #InvestmentAdvisors #Compliance #PooledFunds #SymphonyAI #FinancialCompliance

How can your business keep up to date with the hundreds of material changes to Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations globally? The Citco group of companies (Citco) offers a one stop shop solution for external custodians to help asset managers stay one step ahead. Read all about it in our AML and Alternative Funds white paper: https://bit.ly/3XXK4mI #TheCitcoWay #AML #KYC

#AML | #Fintech | #FinancialServices | #Regulation : Monetary Authority of Singapore (MAS)'s Inter Ministerial Committee on Anti Money Laundering. Money laundering is a serious crime that undermines the integrity of financial systems. The IMC  is strengthening the three key pillars of Singapore’s AML framework: 1. Prevent 2. Detect 3. Enforce

With bad actors increasingly targeting investment funds to park and move ill-gotten funds, the need for robust AML compliance is clear.  And, as you'll see in this video, money laundering is no longer only a concern because it facilitates criminal enterprise and tax avoidance -- it has become an issue of national security. In apparent recognition that for AML controls to be truly effective, all of the entry points to our financial markets must be subject to AML/BSA requirements, FinCEN has published a notice of proposed rulemaking that would extend those requirements to investment advisors -- including private equity, venture and hedge funds. This is a gamechanger for the fund industry and will require a different level of diligence, focus and process. I had a fantastic conversation with Sean Park (from Citizens) and Alma M. Angotti (from Guidehouse) on what this means. We discussed what funds must do to implement effective AML programs, including appointing a qualified AML officer, reporting suspicious activity, and using robust KYC processes to conduct meaningful diligence and identify sources of investor funds and wealth. I posted a few snippets over the past few weeks but here, for your viewing pleasure, is our whole discussion. https://lnkd.in/e2jrMaEQ Many many thanks to my friends and colleagues, Alma and Sean, for giving up some valuable time to share their unique insights on this important topic. They make it worth the watch! And if you're a fund wondering how you can implement an effective AML program to get ready for this new requirement, Parallel Markets can help! We'd love to talk to you. #antimoneylaundering #fundmanagement #compliance #investmentfunds Parallel Markets Tony Peccatiello

How do you create authentic content that stands out? From competitors? From increasing volume of AI-generated mediocrity? This is how. ⬇ [Real-World Example] 1. Find your most credible voice. SMEs, thought leaders, in-house experts, evangelists. Whether they're appointed, anointed or not -- find the person who conveys credibility. Tip: they're often hiding in plain sight. 2. Identify topics that keep your audience up at night. Which known unknowns portend risk? On the optimistic side, where do bluebirds lark? 3. Hand your credible voice a mic and shoot straight. 🎤 -- Kudos to Suzanne Elovic and Parallel Markets for modeling this for #regtech. We worked this same process: 1. We found our most credible voice and we gave her a platform: Ask a Former Regulator. Suzanne started her career as an NYC Financial Crimes ADA before roles at Carta, MF Global, UBS and FINRA, so when she talks about financial regulation, her voice as a regulator builds trust. How many fund COOs facing new regulation, wouldn't want to ask questions of a former regulator? 2. We identified topics our audience care about. Expanding #AML regulation is coming for #VC funds, impacting how they onboard investors, execute diligence and design business processes. 3. We convened and recorded a conversation, collecting questions in advance. Suzanne and her expert guests Alma and Sean, ask and answer questions about pending banking regulation, its inputs and impacts. Questions like: - Will enforcement change based on the outcome of the next presidential election? - How have current events in Ukraine, Israel and Gaza impacted regulators' sense of urgency? The speakers are credible, comfortable, unrehearsed and natural, affording listeners an opportunity to listen in on a prescient, congenial chat among colleagues. (I'm not their target audience and I found it fascinating.) Did we use assistive #AI throughout the process? Absolutely. Today, could AI produce the same content. No. -- Incepting and executing Ask a Former Regulator with Trusted CMO (Alison Murdock, Diana Bugai & Brandon Marcus) for Parallel Markets was a joy.

Great insights from #GuidehouseExpert Alma M. Angotti on Financial Crimes Enforcement Network, US Treasury proposed rule requiring investment advisers establish AML programs. Check out Alma's article here: https://lnkd.in/eq39vMrZ and get in touch to learn more.