Corporate Compliance Insights’ Post

What important SEC activity occurred during the third quarter of 2024? In this issue of Blank Rome’s quarterly “Regulatory Update and Recent SEC Actions,” my colleagues Tom Westle, Stacy Louizos, and our Investment Management group discuss SEC rulemaking, enforcement actions, and more. #SEC #RegulatoryUpdate #InvestmentManagement

🤝🏻 Attending the National Summit on Financial Crime Compliance today! As financial crime evolves, it’s crucial to stay ahead of the trends to better serve my investors, particularly in the real estate sector. This summit is a fantastic opportunity to gain insights into the latest regulatory updates and innovative technologies that help identify and prevent financial crimes. By staying informed, I can better protect investments and navigate market complexities with confidence. ♦️I’m grateful to the organizers, speakers, and everyone who made this event possible. Events like these ensure that industry professionals can come together, share expertise, and collaborate on ways to make our financial systems more secure. This knowledge not only sharpens my own expertise but directly benefits the clients I work with, ensuring their investments are safeguarded in an ever-changing landscape. If you’re here or have thoughts on financial crime compliance, let’s connect and exchange insights! 📩 Contact Me: If you’re interested in discussing financial compliance strategies or want to explore real estate investment opportunities, feel free to reach out! 📧: Beshoy.emad.fg@gmail.com 📞: +971 545774430 Let’s connect and see how we can safeguard your investments for a stronger future. #FinancialCrimeCompliance #RealEstate #InvestorProtection #MarketInsights #Networking #IndustryInnovation

In a recent blog post, Moshe Cohen discusses how following high-stakes disputes, firms must negotiate through managing significant financial, reputational, and internal morale concerns while striving for a discreet resolution. Read more here: http://spr.ly/6047lr8jb #InsightsQuestrom 💡

Our alert analyzes the SEC’s focus on beneficial ownership reporting under the Exchange Act, including accelerated Schedule 13D/G filing deadlines and enforcement actions against delinquent Sections 13(d), 13(g), 16(a) 13(f) and 13(h) filers, and reviews lessons learned. https://ow.ly/SXHQ50TUV6G #whitecase

Our alert analyzes the SEC’s focus on beneficial ownership reporting under the Exchange Act, including accelerated Schedule 13D/G filing deadlines and enforcement actions against delinquent Sections 13(d), 13(g), 16(a) 13(f) and 13(h) filers, and reviews lessons learned. https://ow.ly/Q0cW50TSSRH #whitecase

Our alert analyzes the SEC’s focus on beneficial ownership reporting under the Exchange Act, including accelerated Schedule 13D/G filing deadlines and enforcement actions against delinquent Sections 13(d), 13(g), 16(a) 13(f) and 13(h) filers, and reviews lessons learned. https://ow.ly/x7aj50TSSjA #whitecase

Our alert analyzes the SEC’s focus on beneficial ownership reporting under the Exchange Act, including accelerated Schedule 13D/G filing deadlines and enforcement actions against delinquent Sections 13(d), 13(g), 16(a) 13(f) and 13(h) filers, and reviews lessons learned. https://ow.ly/jnzr50TSV7T #whitecase

Our alert analyzes the SEC’s focus on beneficial ownership reporting under the Exchange Act, including accelerated Schedule 13D/G filing deadlines and enforcement actions against delinquent Sections 13(d), 13(g), 16(a) 13(f) and 13(h) filers, and reviews lessons learned. https://ow.ly/FzQv50TSMzy #whitecase

Our financial investigations team dives deep into the numbers to identify hidden assets, fraudulent transactions, and financial misconduct. Visit our website to learn about our financial investigations! www.impactintelligence.net #impactintelligence #dallasprivateinvestigator #dfw #financialinvestigation #privateinvestigation #dfw #fraudinvestigation #finance #linkanalysis

Interested in understanding the latest Supreme Court ruling regarding SEC Rule 10b-5(b)? Dive into our recent blog post authored by Kelsey Williams and Matthew Berkowitz, where we dissect the implications of the unanimous decision on Macquarie Infrastructure Corp., et al. v. Moab Partners, LP, et al. The Supreme Court's opinion, issued on April 12, 2024, sheds light on the nuanced interpretation of Rule 10b-5(b) and its relationship with disclosure requirements. Read the full article here to stay informed and engage in the ongoing discourse: https://lnkd.in/e_b4u2hZ #SupremeCourt #SEC #Rule10b5 #InvestorRelations #LegalInsights