Founder & CEO at Couplr AI | Revolutionizing Financial Advisor Matching through AI Technology for Insurance & Wealth Management Companies | REBL Dad | Speaker | Co-Host Rethink FA Podcast
Let's talk about the Orphan Client problem. There are millions of orphan clients at RIAs, large and small. Clearly the SEC is looking for this problem nationwide. How are firms dealing with such an important yet challenging issue? It's not easy, especially when your firm has hundreds of thousands or even millions of orphan clients. How the heck do you contact and meet your SEC duties to all of these clients? It's almost impossible using traditional methods. But what if there was a scalable tech solution that embedded into your existing infrastructure and gave you the power to connect with all of your orphan clients in a fast & efficient manner? Well that's the question we asked at Couplr and it's one of the things we help our partners solve for. Check us out to learn more. How are you dealing with the orphan client time bomb? #wealthmanagement #rias #financialadvisors #orphanclients https://lnkd.in/e-NYx2D6
RIAs and broker dealers need a solution for this growing problem. Thank you, Couplr!
Tip of the iceberg on regulatory looking at ridiculously overpriced aum charges, excessive compensation, price fixing, etc .. Here it comes.
Glad to see you're offering such an innovative solution!
This is an issue I didnt even think about before you mentioned it. But it's so obvious! Especially with all of the M&A going on!
Everyone of you should be a paying member of whatever association is lobbying on your behalf to help get the word out to our legislators and law makers. Did you know that an over 125 year old organization call NAIFA (National Association of Insurance and Financial Advisors), that I am a proud member of just merged with FSP (Financial Services Professionals) and they are doing great work in every state and in DC. to make sure that all these issues are addressed in a timely manner. Reach out to your local NAIFA and join and asked what’s being done about it.
Karl Hoover
1y
This a valuable solution to a large problem. Couplr is leading the way!
Org capability | Innovation strategy | AI/Data | Growth
1yI think there are scalable ways to help clients beyond the traditional adviser relationship. Derek, the Couplr solution looks great. I've long spoken about pairing clients/prospects based on psychological profile and interest instead of postcode. So much more meaningful. Would love to see more.