K2 Integrity’s Post

FinCEN’s Investment Adviser Rule will, as of January 1, 2026, require certain investment advisers to implement and maintain AML/CFT compliance programs and monitor for and report suspicious activity. Read more: https://lnkd.in/eBp3WQjQ #FinCEN #AML #FinancialInstitutions #InvestmentManagement

👉 What do the new AML requirements mean for US investment advisors? Certain financial advisers will come under closer FinCEN scrutiny, according to the regulator's proposed new rule. MBK Search breaks down everything you need to know about the proposals. #fincen #aml #compliance

Proposed FinCEN rules could transform AML/CFT program requirements for investment advisers—prompting new compliance strategies. Full insights on implications ahead. #FinCEN #AMLRegulations #InvestmentAdvisory Compliance

Important new updates in AML!

FinCEN’s new anti-money laundering rule for investment advisers imposes AML obligations on both registered investment advisers and exempt reporting advisers and represents a significant development for global investment managers. For the first time, RIAs and ERAs will be required by law to establish robust AML programs, including procedures for filing suspicious activity reports. Under the new rule, the SEC will have oversight responsibility for AML compliance, and RIAs and ERAs can expect increased scrutiny from both the SEC and FinCEN with respect to AML. Read more: https://lnkd.in/gJ-wF29i. Connect with the team to go deeper: Brad Caswell, Zila Acosta-Grimes, Nina Zegarra and Rachel Francklyn. #AML #moneylaundering #financialregulation #FinCEN #SEC #investmentadvisers

Did you know that FinCEN's recent Notice of Proposed Rule Making (NPRM) could impact how investment advisors approach AML compliance? Keep an eye on developments in this area to ensure your firm stays ahead of regulatory changes and the potential impacts this could have on the industry. https://buff.ly/4cNsCGq #compliance #investmentadvisors

FinCEN’s new anti-money laundering rule for investment advisers imposes AML obligations on both registered investment advisers and exempt reporting advisers and represents a significant development for global investment managers. For the first time, RIAs and ERAs will be required by law to establish robust AML programs, including procedures for filing suspicious activity reports. Under the new rule, the SEC will have oversight responsibility for AML compliance, and RIAs and ERAs can expect increased scrutiny from both the SEC and FinCEN with respect to AML.   Read more: https://lnkd.in/epF6i2u9.   Connect with the team to go deeper: Brad Caswell, Zila Acosta-Grimes, Nina Zegarra and Rachel Francklyn. #AML #moneylaundering #financialregulation #FinCEN #SEC #investmentadvisers

FinCEN's final rule now includes certain investment advisers under the definition of 'financial institution,' establishing new AML/CFT requirements. To prepare for compliance, focus on implementing a risk-based AML/CFT program and designating a compliance officer. For additional key recommendations and insights on staying compliant, read more here https://lnkd.in/gUkjR3vK #compliance #assetmanagement #AML #CFT

FinCEN’s new anti-money laundering rule for investment advisers imposes AML obligations on both registered investment advisers and exempt reporting advisers and represents a significant development for global investment managers. For the first time, RIAs and ERAs will be required by law to establish robust AML programs, including procedures for filing suspicious activity reports. Under the new rule, the SEC will have oversight responsibility for AML compliance, and RIAs and ERAs can expect increased scrutiny from both the SEC and FinCEN with respect to AML. Read more: https://lnkd.in/e-A2tDwC. Connect with the team to go deeper: Brad Caswell, Zila Acosta-Grimes, Nina Zegarra and Rachel Francklyn. #AML #moneylaundering #financialregulation #FinCEN #SEC #investmentadvisers

🛠️ Are you preparing for new AML/CFT standards? Start with our Cheat Sheet to help you understand these requirements better and how to start getting prepared. Beginning January 1, 2026, U.S. investment advisers will need to comply with FinCEN’s new AML/CFT requirements. Download your cheat sheet covering everything you need to know from program requirements to reporting obligations, and start preparing for this regulatory transition. https://hubs.ly/Q02X9PXb0 #AML #AMLCompliance #CFT #FinCEN #InvestmentAdvisers