Historically, in business combination transactions, there has been no requirement under SEC rules to provide security holders with a minimum amount of time to consider proxy statement or other disclosures. Rather the only requirements came from state law. #SecuritiesLawBlog #SEC #SPAC #ALCLAW
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Historically, in business combination transactions, there has been no requirement under SEC rules to provide security holders with a minimum amount of time to consider proxy statement or other disclosures. Rather the only requirements came from state law. #SecuritiesLawBlog #SEC #SPAC #ALCLAW
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Historically, in business combination transactions, there has been no requirement under SEC rules to provide security holders with a minimum amount of time to consider proxy statement or other disclosures. Rather the only requirements came from state law. #SecuritiesLawBlog #SEC #SPAC #ALCLAW
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Historically, in business combination transactions, there has been no requirement under SEC rules to provide security holders with a minimum amount of time to consider proxy statement or other disclosures. Rather the only requirements came from state law. #SecuritiesLawBlog #SEC #SPAC #ALCLAW
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Historically, in business combination transactions, there has been no requirement under SEC rules to provide security holders with a minimum amount of time to consider proxy statement or other disclosures. Rather the only requirements came from state law. #SecuritiesLawBlog #SEC #ALCLAW
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Historically, in business combination transactions, there has been no requirement under SEC rules to provide security holders with a minimum amount of time to consider proxy statement or other disclosures. Rather the only requirements came from state law. #SecuritiesLawBlog #SEC #ALCLAW
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Historically, in business combination transactions, there has been no requirement under SEC rules to provide security holders with a minimum amount of time to consider proxy statement or other disclosures. Rather the only requirements came from state law. #SecuritiesLawBlog #SEC #ALCLAW
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Historically, in business combination transactions, there has been no requirement under SEC rules to provide security holders with a minimum amount of time to consider proxy statement or other disclosures. Rather the only requirements came from state law. #SecuritiesLawBlog #SEC #ALCLAW
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Theta Lake's Marc Gilman is featured in Bloomberg Law discussing how self-reporting enabled two financial services firms to ultimately avoid SEC charges and offers some practical advice on self-reporting for compliance officers. Read the article here ➡️ https://thtl.ke/4eJwnx0 #Compliance #FinServ #SEC #Selfreporting
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Revenue Builder | Global Alliance Leader | Ex Microsoft | High Performing Team Builder | Ecosystem Development | Go To Market Strategy & Execution | Certified AWS Cloud Alliance Director CAD+
Theta Lake's Marc Gilman is featured in Bloomberg Law discussing how self-reporting enabled two financial services firms to ultimately avoid SEC charges and offers some practical advice on self-reporting for compliance officers. Read the article here ➡️ https://thtl.ke/4eJwnx0 #Compliance #FinServ #SEC #Selfreporting
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Curious about recent case law surrounding SEC Rule 10b-5. How are courts interpreting "material information" in the context of securities fraud? Any legal experts willing to share their insights or relevant cases? #SEC #Rule10b5 #securitieslitigation #legaltrends
