The Institute of Financial Accountants’ Post

Compliance audits are crucial for maintaining a law firm’s integrity and regulatory standing.  At TSP, our compliance managers dive deep into your firm’s processes, ensuring you’re well-prepared for SRA and Professional Indemnity Insurers. 🔹 Our approach: We work closely with you to understand your firm’s inner workings and provide tailored solutions to safeguard your compliance. Stay ahead of risks and ensure your firm’s compliance with a robust auditing process. #complianceaudit #lawfirmcompliance #regulationmanagement

Whether your small practice is just starting out or has been in business for a while, here are five tips that can help reduce your exposure to potential liability risks. https://bit.ly/42BQRTa #LawFirms #Attorneys #SmallPractices 

The Limitation Act 2010 is an important limit on liability claims. It stops or limits them after the expiry of a time period. How that is calculated can be complex (depending on knowledge of the claim). But for claims on contracts where the obligation is clear to all parties the limitation period is 6 years “after the date of the act or omission on which the claim is based” (s 11(1) of the Act). More: https://lnkd.in/gdGqzQsA

CORPORATE LIABILITY: LOOKING FORWARD TO THE FUTURE ~💡 Corporate governance isn’t just about profit anymore. It’s about personal risk. How can corporate officers navigate the rising tide of liability in 2024 and beyond? 🏦 #RegulationFuture #LeadershipAccountability ~ https://buff.ly/42WYbrG

Is it time to rethink the liability framework for Chief Compliance Officers? High-profile cases have highlighted the precarious position CCOs face, with potential liability for compliance failures within their organizations. While the SEC emphasizes accountability, experts argue for a balanced approach that protects CCOs acting in good faith. With the global context varied, the call for a consistent liability framework is growing. Join the discussion on bringing clarity to the CCO liability landscape. Is it time for the SEC to act? Read more in our latest article. #ComplianceLeadership #RegulatoryReform

Attending this session will summarize the basics and cover what we are seeing in recent caselaw in Canada, along with best practices to help avoid some of the common pitfalls leading to substantial liability for employers. https://lnkd.in/g22EpJfD #webinar #livewebinar #livetraining #onlinetraining #training #compliance

Attending this session will summarize the basics and cover what we are seeing in recent caselaw in Canada, along with best practices to help avoid some of the common pitfalls leading to substantial liability for employers. https://lnkd.in/g22EpJfD #webinar #livewebinar #livetraining #onlinetraining #training #compliance

Whether your small practice is just starting out or has been in business for a while, here are five tips from Aon Attorneys Advantage that can help reduce your exposure to potential liability risks. https://bit.ly/42BQRTa #LawFirms #Attorneys #SmallPractices 

Is your limitation of liability provision truly protecting your business? Discover 10 crucial ways your current provision might be falling short in our latest resource. Dive into practical insights and safeguard your interests more effectively! Read the full article here: https://bit.ly/3SG0UTr #LegalInsights #RiskManagement #LegalAdvice #InHouseCounsel

How To Limit Liability Up To 93% Less in A PAGA Suit Just a few simple steps toward compliance can substantially limit potential exposure. Before the reform bill passed on June 19th, business owners faced millions in penalties for minor infractions. Now, this new reform allows employers acting in good faith to MASSIVELY reduce their liability. #EmployerAlert #PAGAReform #StayCompliant #BusinessProtection"