As we approach the fourth quarter, now is the time to prepare for your FINRA annual registration renewal. Please be advised, failure to submit payment by December 26, 2024, will result in the associated registrations automatically terminating on January 1, 2025. By acting early, you can ensure timely submission and avoid costly late fees. Learn more about the key dates and deadlines to keep your firm on track https://lnkd.in/gpbydkXp #compliance #FINRA #assetmanagement
