Adjudication and the Mindful Business Charter: have you lost your mind?
Clearly my defacement of MBC's intellectual property in this image is simply to encourage you to read on. It's the visual equivalent of a click bait article entitled "Industry in uproar as woke leftie lawyer suggests being kind".
The Mindful Business Charter exists to remove unnecessary stress in the ways we work and interact with others in business. To my shame (especially since my firm co-founded it), I have always viewed the Mindful Business Charter as applicable primarily within organisations, but its remit rightly extends to interactions with clients, opposing parties and even (shock) solicitors on the other side of disputes.
In fact, MBC published an excellent document entitled "Guidance for Litigation Professionals" which includes a number of statements of principle (like "Our opponent(s) are human beings with feelings and personal lives outside work, just like us. They are worthy of respect. Advancing our client's case robustly does not require us to act disrespectfully or harmfully towards them") as well as specific guidance for scenarios at each stage in the litigation.
I am not aware of similar guidance specific to construction adjudication (although I do hope it exists). On the one hand, the adjudication process takes many of the most stressful aspects of litigation and condenses them into a month or so. If anywhere the Mindful Business Charter is most needed, and perhaps least easily applied, it is here.
Many party representatives I have encountered, and a fair few adjudicators, appear not to give a lot of thought to the wellbeing of parties and their representatives.
You might say the adjudication process itself with its short deadlines will never be conducive to reducing stress or behaving responsibly. I like to think that's wrong.
Clearly there are times when adjudications must for critical business reasons be conducted in a certain timescale, but at other times parties push back on timings simply to obtain a tactical advantage. Referrals are served last thing on Friday to waste several days of the opponent's time (and ruin their weekend as a result). Adjudicators treat weekends like working days - I recently had an adjudicator ask for a response to a jurisdictional submission served on Friday afternoon by Saturday at midday. Sometimes working weekends is required, but should it be quasi-judicially mandated?
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At the expense of success?
Is it possible to apply the Charter and still act in your client's best interests? I would argue that not only is it possible, it makes success in adjudication more (and not less) likely. Firstly, the best adjudicators have become particularly alive to rooting out unreasonable behaviour in opponents and counteracting it in procedural decisions. Secondly, if the weaknesses in your case require you to strictly limit an opponent's response time, the weaknesses will probably come out anyway. Perhaps most importantly, pushing yourself and your team right up to a deadline is counterproductive. I decided some years ago (after many an 11.58pm submission) that I never wanted to put myself and my team under pressure with minutes to go before a submission deadline again. So I stopped. And my submissions improved in clarity, structure and avoidance of error.
Real tactical advantage comes not in overpowering your opponent with the stress of the process or peppering submissions with complaints about the other side's conduct, but in better presenting the evidence and out-arguing your opposite number - all of which is consistent with, and even facilitated by, following these principles.
Diversity
This is not just an issue that ruins weekends and increases stress. In fact, anecdotal evidence suggests that the aggressive culture of adjudication and its lack of compatibility with work life balance is given as one of the reasons that are a barrier to achieving more diversity on adjudicator nominating body (ANB) panels. I understand that The Technology and Construction Solicitors' Association (TECSA) will next year address this as part of its broader initiative to bring more diversity to its panel.
And you?
Do you agree that the Charter principles can and should apply in adjudication? What specifically would change about parties' behaviours if we took this seriously?
Barrister, Chartered Arbitrator, CMC Registered Mediator, Adjudicator. Opinions personal.
1wI love the way this criticises adjudicators for treating weekends as work days and at the same time bemoans Friday referrals …. Have a guess what happens to the adjudicator when a referral is sent on a Monday or Tuesday, so 28 days for Decision also runs out on a Monday or Tuesday, and the parties expect to be able to send submissions up to the end of the week before ….. Two sides to every coin 😊
Associate (Contentious Construction) at Addleshaw Goddard LLP.
1wGreat article Peter - I shall print off a copy to have to hand should you ever send work my way after 5pm!!
Construction Adjudicator. Mediator. Expert Witness. Expert Determiner. Chartered Civil Engineer. Chartered Surveyor.
1wSome good food for thought there Peter. We all have examples of bad behaviour in adjudication. I was mentoring a new adjudicator last year who was harrassed and bullied by a party representative (at least he tried to). Fortunately she had backup as part of the mentoring scheme and I was able to guide her through the email rubbish that this man was sending. He was a proper partner of proper big law firm too, so should have known better. The MBC includes this statement, "Direct criticism of an individual, and/or calling into question their professionalism, should be done only extraordinarily and after careful thought and consideration, and with a proper basis." Do this if you really want to get on the wrong side of your adjudicator. It's rarely relevant and even more rarely successful. The link to diversity is important too. How do we encourage under-represented people into adjudication? I once had to deal with a party rep who refused to amend the timetable to suit an ante-natal appointment for the other side's representative. Her problem, not his, apparently. I overrruled him anyway and he threatened me with a complaint to the ANB.