Taming regulatory risk with data governance

Navigating the regulatory landscape of capital markets can feel like a constant balancing act. One misstep with data management, and you could face financial penalties or even reputational damage. Recent changes, like the SEC's move to a T+1 settlement cycle, underscore the need for agile data management.

Our recent blog post explores how data governance can be a key advantage for regulatory success. From ensuring data accuracy and consistency to enhancing security and privacy, data governance is the key to efficient compliance. Explore the transformative impact of automated tools and generative AI, empowering organizations to achieve regulatory success with unprecedented efficiency and precision.

Read the complete blog for essential tips on mastering data governance and navigating regulatory challenges.

Slashing risk assessment time from 3 days to 1 hour

65% of financial institutions have ramped up investment in automated compliance solutions, signaling a major shift in risk management approaches.

Our client, a leading global investment bank, faced a critical challenge in their financial crime compliance process: manual, excel-based risk scoring. This outdated method led to prolonged assessment times, data quality issues, and security concerns, impacting their ability to effectively categorize client risks.

Sigmoid revolutionized their process by automating risk score calculations and enhancing data quality. We established a robust batch processing framework and implemented a fault-tolerant system. Our solution swiftly identifies data quality deviations, alerting the compliance team to anomalies for immediate action. This proactive approach ensures regulatory adherence and operational efficiency.

Ready to transform your financial crime compliance process? Discover the full impact in our detailed case study.

Read the full case study here →

Turbocharging trade surveillance: From T+3 to T+1

Struggling to keep pace with regulatory compliance in a high-speed trading environment? A top-3 global investment bank partnered with Sigmoid to overhaul their trade surveillance infrastructure.

By developing custom data pipelines and an advanced alerting system, we created a powerhouse solution that processes over 100 million data points daily. The result? A 4x boost in system response time and a 65% reduction in false alerts, all while ensuring compliance with MAR and MiFID II.

Ready to redefine regulatory compliance into a strategic asset? Watch the complete case study.

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