When BATMMANN Turns Bad

When BATMMANN Turns Bad

Main Idea: With a new company added to the Magnificent 7, the urge of FOMO grows as well as the importance of diversifying outside of the BATMMAAN companies.



The newest company added to the "Mag 7" is Broadcom after surpassing $1 trillion market cap.

I love Batman.

The Dark Knight and The Dark Knight Rises are two of the greatest films of all time.

But wait—this isn’t an article about why the masked vigilante reigns supreme over all other superheroes. It’s about the Magnificent 7… plus one.

The Magnificent 7 refers to the top 7 companies within the S&P 500:

  • Apple
  • Microsoft
  • Alphabet
  • Amazon
  • Nvidia
  • Meta
  • Tesla

And now, the newest to join this elite group: Broadcom.

For the purpose of this article, it doesn’t matter what these companies do—you likely know that already.

What does matter, and what I want to focus on, is the growing overconcentration into just a handful of companies—often without investors even realizing it.



The Issue with BATMMAAN

“Invest in the S&P 500 and walk away.”

Ever heard that advice before?

While I’ve certainly heard and seen much worse, this approach still falls short—even when we’re talking only about investments.

(And I’ll always emphasize that investments are just one piece of a complete financial plan.)

That said, here are some key issues I see with investing solely in the S&P 500, whether it’s for your stock/bond mix or your entire portfolio (with Batman references of course):

  1. Concentration Risk: Even before Broadcom joined the mix, the top 7 companies made up over 30% of the S&P 500’s performance. A decade ago, this figure was less than half that. Sort of like if Batman only focused on a few gangs of criminals in Gotham City.
  2. Retirement Risk: If you’re close to retirement, a significant market drop will hit much harder when your portfolio isn’t well-diversified. A broader mix of assets can help reduce this risk. Like people in Gotham City realizing they may need to move prior to retirement to enjoy it in peace.
  3. Sector Imbalance: The top companies are heavily technology-based. While this isn’t inherently bad, it does mean a large portion of the index’s performance depends on one sector. If tech falters, so does the S&P 500. Like parts of Gotham City being worse than others.
  4. False Market Strength: These companies could be masking weakness in the broader market. If their performance stalls, it may reveal a less resilient market underneath. Kind of like Gotham appearing to be stronger than it is, only to have low-level thugs lurking around the corners.

Investing solely in the S&P 500 may seem simple, but the risks can’t be ignored—especially as markets evolve and concentration increases.



Notice how different the top companies look the further we move back.

What do we do about all of this?

While none of this is a recommendation or financial advice, it’s important to be mindful of what you’re investing in—especially as markets continue to hit new highs regularly now.

NOBODY, myself included, can predict when a market correction (a fancy term for a drop in prices) will occur—but it will happen eventually.

Because of this, being well-diversified across companies, sectors, and even geographic regions that behave differently can be a smart strategy.

Diversification might mean investing in private equity, real estate, or even more alternative assets like private credit, collectibles, or commodities.

What’s right for you depends on your unique situation.

I don’t know you or your circumstances, but I encourage you to sit down with your advisor today to have this important conversation.

And most of all remember...Christopher Nolan's Batman series will never be touched by another director, nor will we be able to recreate the magic of that series.

You're going to want to rewatch that trilogy today if it's been awhile.

Until next time.


CONCLUSION

Follow Up to Read or Watch: Here's a cool site you can visit to see how much "weight" each company has in the S&P 500.

Action Item: Understand while things may be going great now with the S&P 500 and it's largest companies, it will not always be that way. Just like in bad times we must keep a level head and focus on the good times ahead, the same can be said for planning for bad times, now that we are currently in a "good" period.


My name is Jordan McFarland and I'm a CERTIFIED FINANCIAL PLANNER™ at SageSpring Wealth Partners in Dallas, TX.

My goal with these brief articles is not to make you an expert, but get you thinking about ways you can optimize your finances and get ahead for tomorrow.

If any questions or thoughts come up during your reading, you can email me at jordan.mcfarland@sagespring.com.

Unfortunately, I must keep these articles rather vanilla and short in order that I do not trip any compliance wires. I'd be happy to meet with you to hear about your specific goals when the time comes.


This content reflects the opinions of the author and is subject to change at any time without notice. Content provided herein is for informational purposes only and should not be used or construed as financial, legal, tax, or investment advice or a recommendation regarding the purchase or sale of any security. There is no guarantee that the statements, opinions, or forecasts provided herein will prove to be correct. Past performance is not indicative of future results. All investing involves risk, including the potential for loss of principal. The information contained in the commentaries is derived from sources deemed to be reliable, but its accuracy and completeness cannot be guaranteed. This material does not have regard to specific investment objectives, financial situation, or the particular needs of any specific reader. Any views regarding future prospects may or may not be realized. Asset allocation nor diversification guarantees a profit or protect against a loss in a declining market. They are methods used to help manage investment risk.


To view or add a comment, sign in

More articles by Jordan McFarland, CFP®

  • Death & Taxes: How to Kill It (Financially, Of Course)

    Death & Taxes: How to Kill It (Financially, Of Course)

    Main Idea: Tax planning can save a family an unimaginable amount of money, but here’s the twist: there’s no trick to…

  • A One-Year Review of the Bitcoin ETF

    A One-Year Review of the Bitcoin ETF

    Main Idea: The Bitcoin ETF offers a more structured and accessible way to invest in this rapidly growing asset…

  • 2025: Beginning of Year Preview

    2025: Beginning of Year Preview

    Main Idea: While nobody knows what will make 2025 memorable, there are a few main items on the agenda to begin the year…

  • 2024: End of Year Review

    2024: End of Year Review

    Main Idea: A quick overview of what happened this year in the stock market, economy, and employment. 2024: Lots of…

  • The Grinch Who Stole Your Investment Returns

    The Grinch Who Stole Your Investment Returns

    Main Idea: High fees and taxes are the best way to kill your investment returns over a long time period. "Every Who…

  • Your Retirement Needs More Than a Projection!

    Your Retirement Needs More Than a Projection!

    Main Idea: Retirement planning isn’t just about hitting a number—it’s about navigating the unknowns with a plan that…

  • College Planning 101: The 529 Plan

    College Planning 101: The 529 Plan

    Main Idea: A 529 plan can be a powerful tool for saving for college, but understanding its rules—like how withdrawals…

  • Read This Before You Invest Like Pelosi

    Read This Before You Invest Like Pelosi

    Main Idea: Chasing the latest trends in the market rarely leads to success, and it’s crucial to invest based on your…

  • Roth Conversions: The Quiet Retirement Strategy That Can Pay Off Big

    Roth Conversions: The Quiet Retirement Strategy That Can Pay Off Big

    Main Idea: Gradually initiating Roth conversions over several years can reduce your future tax bill, help minimize RMDs…

  • Ignore the Roth IRA At Your Own Peril

    Ignore the Roth IRA At Your Own Peril

    Main Idea: The Roth IRA might be the best way to secure your future, giving you control over your assets and breaking…

Explore topics