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Hong Kong’s first cybersecurity bill and its importance to SFC licenced firms

Hong Kong’s first cybersecurity bill and its…

January 17, 2025

SFC reprimands and fines Ever-Long Securities Company Limited $3 million for sponsor failures

SFC reprimands and fines Ever-Long…

December 27, 2024

SFC bans fund manager Ng Ka Shun for life and fines him $1.7 million for serious misconduct

SFC bans fund manager Ng Ka Shun for life…

December 24, 2024

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Mainland-Hong Kong Mutual Recognition of Funds enhancements to take effect on 1 January 2025

Mainland-Hong Kong Mutual Recognition of…

December 23, 2024

SFC warns public of Alpha Advice’s unauthorised advertisements of investment product on Facebook

SFC warns public of Alpha Advice’s…

December 23, 2024

SFC-backed launch event garners broad industry support for voluntary code of conduct for ESG ratings and data products providers

SFC-backed launch event garners broad…

November 29, 2024

SFC issues restriction notices to four brokers to freeze client accounts linked to suspected account hacking and market manipulation

SFC issues restriction notices to four…

November 21, 2024

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SFC suspends Wang Shian-tang for 26 months

SFC suspends Wang Shian-tang for 26 months

November 21, 2024

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SFC sanctions Zuo Ping for breaches of the Takeovers Code

SFC sanctions Zuo Ping for breaches of the…

November 18, 2024

SFC concludes consultation on market sounding guidelines

SFC concludes consultation on market…

November 4, 2024

First immediate jail sentence for convicted unlicensed activity with a compensation order

First immediate jail sentence for convicted…

November 4, 2024

SFC fast-tracks simple fund authorisation to bolster Hong Kong market appeal

SFC fast-tracks simple fund authorisation to…

October 22, 2024

SFC commences proceedings against Dickson Poon over alleged insider dealing and Dickson Concepts for late disclosure of inside information

SFC commences proceedings against Dickson…

October 16, 2024

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SFC reprimands and fines Zheshang International Financial Holdings Co., Limited $2.66 million for regulatory breaches

SFC reprimands and fines Zheshang…

October 16, 2024

SFC reprimands and fines Xinhu International Futures (Hong Kong) Co., Limited $9M and suspends its former responsible officer Ngai Wai for 9 months

SFC reprimands and fines Xinhu International…

October 9, 2024

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SFC reprimands and fines CSC Futures (HK) Limited $4.95 million for regulatory breaches

SFC reprimands and fines CSC Futures (HK)…

October 9, 2024

SFC concludes consultation on proposals to enhance REIT regime and SFO market conduct regime for listed CIS

SFC concludes consultation on proposals to…

October 9, 2024

Fugitive ramp-and-dump core suspect arrested in Singapore and surrendered to Hong Kong to face securities fraud charge

Fugitive ramp-and-dump core suspect arrested…

October 8, 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of

Circular to Licensed Corporations…

October 8, 2024

SFC seeks share repurchase order for independent minority shareholders of LET Group Holdings Limited and Summit Ascent Holdings Limited

SFC seeks share repurchase order for…

October 7, 2024

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