Coinme’s Post

Join me in a conversation with Jane Norberg, former director of the SEC's Office of the Whistleblower, and former compliance officer Ellen M. Hunt, as we discuss the state of whistleblowing in 2024 during a Compliance Week virual roundtable on May 8. We will discuss plans by the Department of Justice and the Treasury's Financial Crimes Enforcement Network (FinCEN) to launch to their own whistleblower programs, and how compliance professionals should prepare. #whistleblowing #DOJ #FinCEN #compliance

Attending the Anti-Financial Crime Exchange UK event tomorrow, our Chief Compliance Officer, Natasha Powell, will be sharing her expertise on the critical value of building a strong compliance framework This Expert Think Tank session will cover: 📍 What do regulators and the TradFi community consider a “good” compliance framework, and what aspects of this are most crucial to get right? 📍 Investing in human capital vs. driving automation in creating a strong compliance structure within your business 📍 What are the typical pitfalls, and how can you overcome these? #compliance #compliancematters #compliancesolutions #regulation

In a compelling open letter, Carol Beaumier and Bernadine Reese address a pivotal concern in the financial sector — the critical need for unwavering support from CEOs and board members for the compliance function. They underscore that while many leaders claim to prioritise a culture of compliance, there's often a disconnect between their words and actions. This inconsistency can inadvertently undermine the very foundations of an institution's integrity and regulatory standing. The letter is not an indictment but rather a call to action, urging those at the helm of financial institutions to consistently champion compliance, recognising its indispensable role in safeguarding the industry's future. As we navigate an era where trust in financial services is paramount, this message serves as a timely reminder: leadership must wholeheartedly embody the "tone at the top" they advocate for. Only then can a true culture of compliance flourish. Read more: https://lnkd.in/gtUx2Wad #Compliance #FinancialServices #CultureOfCompliance

In our latest Compliance Insights publication, Carol Beaumier and I address a pivotal concern in the financial sector — the critical need for unwavering support from CEOs and board members for the compliance function. We see that while many leaders claim to prioritise a culture of compliance, there's often a disconnect between their words and actions, particularly in the current economic environment. This inconsistency can inadvertently undermine the very foundations of an institution's integrity and regulatory standing. The letter is a call to action, urging those at the helm of financial institutions to consistently champion compliance, recognising its indispensable role in safeguarding the industry's future. As we navigate an era where trust in financial services is paramount, this message serves as a timely reminder: leadership must wholeheartedly embody the "tone at the top" they advocate for. Only then can a true culture of compliance flourish. Read more: https://lnkd.in/gtUx2Wad #Compliance #FinancialServices #CultureOfCompliance

In a compelling open letter, Carol Beaumier and Bernadine Reese address a pivotal concern in the financial sector — the critical need for unwavering support from CEOs and board members for the compliance function. They underscore that while many leaders claim to prioritise a culture of compliance, there's often a disconnect between their words and actions. This inconsistency can inadvertently undermine the very foundations of an institution's integrity and regulatory standing. The letter is not an indictment but rather a call to action, urging those at the helm of financial institutions to consistently champion compliance, recognising its indispensable role in safeguarding the industry's future. As we navigate an era where trust in financial services is paramount, this message serves as a timely reminder: leadership must wholeheartedly embody the "tone at the top" they advocate for. Only then can a true culture of compliance flourish. Read more: https://lnkd.in/gtUx2Wad #Compliance #FinancialServices #CultureOfCompliance

In a compelling open letter, Carol Beaumier and Bernadine Reese address a pivotal concern in the financial sector — the critical need for unwavering support from CEOs and board members for the compliance function. They underscore that while many leaders claim to prioritise a culture of compliance, there's often a disconnect between their words and actions. This inconsistency can inadvertently undermine the very foundations of an institution's integrity and regulatory standing. The letter is not an indictment but rather a call to action, urging those at the helm of financial institutions to consistently champion compliance, recognising its indispensable role in safeguarding the industry's future. As we navigate an era where trust in financial services is paramount, this message serves as a timely reminder: leadership must wholeheartedly embody the "tone at the top" they advocate for. Only then can a true culture of compliance flourish. Read more: https://lnkd.in/gtUx2Wad #Compliance #FinancialServices #CultureOfCompliance

In a compelling open letter, Carol Beaumier and Bernadine Reese address a pivotal concern in the financial sector — the critical need for unwavering support from CEOs and board members for the compliance function. They underscore that while many leaders claim to prioritise a culture of compliance, there's often a disconnect between their words and actions. This inconsistency can inadvertently undermine the very foundations of an institution's integrity and regulatory standing. The letter is not an indictment but rather a call to action, urging those at the helm of financial institutions to consistently champion compliance, recognising its indispensable role in safeguarding the industry's future. As we navigate an era where trust in financial services is paramount, this message serves as a timely reminder: leadership must wholeheartedly embody the "tone at the top" they advocate for. Only then can a true culture of compliance flourish. Read more: https://lnkd.in/gtUx2Wad #Compliance #FinancialServices #CultureOfCompliance

In a compelling open letter, Carol Beaumier and Bernadine Reese address a pivotal concern in the financial sector — the critical need for unwavering support from CEOs and board members for the compliance function. They underscore that while many leaders claim to prioritise a culture of compliance, there's often a disconnect between their words and actions. This inconsistency can inadvertently undermine the very foundations of an institution's integrity and regulatory standing. The letter is not an indictment but rather a call to action, urging those at the helm of financial institutions to consistently champion compliance, recognising its indispensable role in safeguarding the industry's future. As we navigate an era where trust in financial services is paramount, this message serves as a timely reminder: leadership must wholeheartedly embody the "tone at the top" they advocate for. Only then can a true culture of compliance flourish. Read more: https://lnkd.in/gtUx2Wad #Compliance #FinancialServices #CultureOfCompliance

In a compelling open letter, Carol Beaumier and Bernadine Reese address a pivotal concern in the financial sector — the critical need for unwavering support from CEOs and board members for the compliance function. They underscore that while many leaders claim to prioritise a culture of compliance, there's often a disconnect between their words and actions. This inconsistency can inadvertently undermine the very foundations of an institution's integrity and regulatory standing. The letter is not an indictment but rather a call to action, urging those at the helm of financial institutions to consistently champion compliance, recognising its indispensable role in safeguarding the industry's future. As we navigate an era where trust in financial services is paramount, this message serves as a timely reminder: leadership must wholeheartedly embody the "tone at the top" they advocate for. Only then can a true culture of compliance flourish. Read more: https://lnkd.in/gtUx2Wad #Compliance #FinancialServices #CultureOfCompliance

In a compelling open letter, Carol Beaumier and Bernadine Reese address a pivotal concern in the financial sector — the critical need for unwavering support from CEOs and board members for the compliance function. They underscore that while many leaders claim to prioritise a culture of compliance, there's often a disconnect between their words and actions. This inconsistency can inadvertently undermine the very foundations of an institution's integrity and regulatory standing. The letter is not an indictment but rather a call to action, urging those at the helm of financial institutions to consistently champion compliance, recognising its indispensable role in safeguarding the industry's future. As we navigate an era where trust in financial services is paramount, this message serves as a timely reminder: leadership must wholeheartedly embody the "tone at the top" they advocate for. Only then can a true culture of compliance flourish. Read more: https://lnkd.in/gtUx2Wad #Compliance #FinancialServices #CultureOfCompliance