OKUANT’s Post

On October 31, Imperial Capital SIM, the Continental Sales & Trading European arm of Imperial Capital Group, received authorization from the Spanish Securities Market Commission (CNMV) to operate in Spain through its tied agent, Tulkum Capital, S.L. This authorization marks an historic milestone as the first-ever approval granted by CNMV for an Italian broker-dealer to operate through a tied agent arrangement in Spain. Since its authorization by CONSOB in 2021, Imperial Capital SIM has systematically expanded its European presence from its Milan headquarters. Initially authorized to operate in 14 EU countries, the firm expanded to 17 jurisdictions in 2022, offering sales and trading services to institutional clients. This latest authorization in Spain through a tied agent arrangement represents a significant evolution in the firm's expansion strategy. Operations through the tied agent commenced immediately. #ImperialCapitalGroup #ImperialCapitalSIM #CONSOB #CNMV #FixedIncome #Credit #HighYield #CapitalMarkets #Trading #Sales #Investments #InvestmentBanking #Europe #EuropeanUnion #EU #Italy #Spain #TulkumCapital #TiedAgent

🎉 Thrilled to announce a significant milestone for #ImperialCapitalSIM! We have received authorization from #CNMV (Spanish National Securities Market Commission) to operate in #Spain through our tied agent arrangement. This marks the successful completion of a pioneering regulatory process - the first of its kind for both #CONSOB (Italian Securities Regulator) and CNMV. As the driving center for Imperial Capital's services in Continental Europe, Imperial Capital SIM continues to enhance its capabilities to better serve European institutional clients. This pioneering authorization in Spain demonstrates our continued commitment to expanding our European franchise. This milestone not only expands our footprint but also establishes a template for future growth opportunities across Europe. Our ability to operate through tied agents while maintaining our high standards of service and regulatory compliance opens new avenues for expansion. Grateful to all teams involved in making this possible, and looking forward to expanding our services in the Spanish market! Francesco Costantino Roberto Giribaldi Massimiliano Forte Ubaldo Caracino Gianluigi Gugliotta Miriam Felici Regulatory Consulting Tema consulenza, risk management, internal audit AMF Italia - Associazione Intermediari Mercati Finanziari Ramon Salas Julio Minayo López #FinancialServices #Regulation #BusinessGrowth #EuropeanMarkets #Innovation #Spain #Europe #ImperialCapitalGroup #ImperialCapitalSIM #CONSOB #CNMV #FixedIncome #Credit #HighYield #CapitalMarkets #Trading #Sales #Investments #InvestmentBanking #EuropeanUnion #EU #Italy #TiedAgent #TulkumCapital

Aquis CEO Alasdair Haynes: 'Aquis has a clear path of growth ahead; however, the board recognises there are always some operational, commercial and market risks associated with the timing of future value creation. The cash offer de-risks this future value creation and provides Aquis shareholders with certain value at a material premium. As part of SIX, we have an exciting opportunity to accelerate the development of our business and compete more effectively on the European stage, while retaining our entrepreneurial spirit. SIX shares our deep commitment to capital markets innovation and together we will be better placed to assist SMEs and growth companies in accessing capital markets' https://lnkd.in/eBkP69nU

📝 Key highlights by Akis Bis, Managing Director, Intrum Investments Greece, during the DD Talks NPL Days Europe Summit 2024 held in Barcelona:   ➤ Given today's challenging economic landscape, collaboration between policymakers, originators, investors, and servicers is paramount to foster sustainable solutions and drive positive outcomes for all stakeholders involved. ➤ The result of innovative models such as the Hellenic Asset Protection Scheme (HAPS or Hercules) in tackling high NPL stocks and the embracement of such frameworks has served effectively in the acceleration of financial stability for banks. ➤ The success of such securitization transactions is not only to revitalize and seek solutions for distressed assets, but it is also to create investment opportunities in the NPL secondary market. By leveraging the economic value of securitizations, liquidity is enhanced, risk is mitigated, and value is unlocked, thereby bolstering confidence in the financial sector. ➤ We underscore that such a momentum sets the stage for enhancing NPL performance, not only via the normal organic workout process, but also via the opportunities created for secondary market portfolio sales, including bespoke reperforming loan (RPL) securitization transactions.    #Intrum #NPLs #HAPS #Securitization #RPLs #SecondaryMarket

Anna-Clara Daussy and Joe Clark will be attending the SuperInvestor conference in Monaco at the Grimaldi Forum Monaco next week on the 5th and 6th November. Let us know if you are in Monte Carlo too, it would be great to grab coffee. #SuperInvestor #privateequity #privatemarkets #monaco #montecarlo #alternativeinvesting #SuperReturn #investors #hnws #institutionalinvestors 

Too often we hear from clients they were given false promises to get the business, only for those promises to fall short. Origami Risk takes client trust seriously and it's always nice to share our #clientsuccessstories. #changingthegame #multitenant #propertycasualtyinsurance

Privredna Banka Zagreb, part of Intesa Sanpaolo's International Banks Division, acted as the sole issuing agent and investor for Texo Molior’s corporate bond. This sixth issue within the Minibond initiative enables Texo Molior to raise funds on the Croatian capital market, for the purpose of growth and development in field of construction and reconstruction projects at local, regional and international levels. The contract was signed by Marsel Friedl, Member of the Managament Board of Texo Molior, Dinko Lucić, President of the Management Board of PBZ and Vedrana Jelušić Kašić, Member of the Management Board of PBZ responsible for the Corporate and SME Division. Find out more at https://ow.ly/fZQI30sIHS9 #PrivrednaBankaZagreb #IntesaSanpaolo #InternationalBanksDivision #Croatia #minibond #TexoMolior

🌟 Check out our latest video on the necessity of RERA in Pakistan! RERA will ensure the safety of investors' funds, maintain price stability, and eliminate the negative image of the real estate market. 🏢🔐 #RERA #RealEstateRegulation #InvestorProtection #StableMarkets #MarketReform

Live from #Madrid 🇪🇸 David Oršula, our Partner, is currently attending the 2nd Annual Asset Recovery Conference organized by International Bar Association! Feel free to reach out to him while he's there to connect and discuss the latest trends! #bnt #bntattorneysincee #IBA #IBAAsset #lawfirm #conference #assetrecovery

Privredna Banka Zagreb, part of Intesa Sanpaolo's International Banks Division, acted as the sole issuing agent and investor for Texo Molior’s corporate bond. This sixth issue within the Minibond initiative enables Texo Molior to raise funds on the Croatian capital market, for the purpose of growth and development in field of construction and reconstruction projects at local, regional and international levels. The contract was signed by Marsel Friedl, Member of the Managament Board of Texo Molior, Dinko Lucić, President of the Management Board of PBZ and Vedrana Jelušić Kašić, Member of the Management Board of PBZ responsible for the Corporate and SME Division. Find out more at https://ow.ly/X9s430sILzT #PrivrednaBankaZagreb #IntesaSanpaolo #InternationalBanksDivision #Croatia #minibond #TexoMolior