The Week That Was in Compliance – The ECCP 4-Part Blog Post Series Summary
Thomas Fox
The Voice of Compliance*Founder of The Compliance Podcast Network*Evangelizing for and Serving the Compliance Community
The recent 2023 version of the Evaluation of Corporate Compliance Programs (EECP) was released in conjunction with speeches by Deputy Attorney General Lisa Monaco and Assistant Attorney General Kenneth A. Polite at the ABA White Collar Conference. Over a special four-part blog post series, I took a deep dive into the additions and revisions to the 2020 version of the ECCP.
In this blog post, I looked at changes in both financial and non-financial incentives.
In this blog post, I look at what the DOJ now calls ‘Consequence Management,’ which includes clawbacks and other penalties for illegal and unethical behavior by employees.
In this blog post, I consider what the DOJ now requires of companies around ephemeral messaging and BYOB devices used by employees.
In this blog post, I wrapped up my review and provided the issues compliance professionals must deal with after releasing the 2023 version of the ECCP.
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With recent announcements of increasingly stringent federal policies around record-keeping and due diligence, compliance, and investigation, professionals are feeling the pressure to demonstrate consistency and rigor in their case management processes.
Planning your investigation, having the right team members involved, and reporting on the outcomes of an investigation can all be difficult phases of the process.
However, being able to demonstrate that you are quickly, consistently, and accurately triaging incidents is even more important now.
The key is establishing decision-making approaches and planning out your entire protocol before the matter comes to your attention through hotline reporting or other mechanisms. This ensures structure and success as you triage, investigate, staff the investigation properly, and meet the inevitable challenges of reporting and addressing the root causes of incidents.
Join compliance expert Tom Fox on March 28th at 2 PM ET as he explores these topics and more.
This webinar will provide a guide to key triage best practices, including:
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